Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 11 Institutional holders with a total value of $2,402,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 B. Riley Wealth Advisors, Inc. 18,938 777,000 32.35%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,112 581,000 24.19%
3 JANE STREET GROUP, LLC 11,634 477,000 19.86%
4 UBS Group AG 8,568 349,000 14.53%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,807 114,000 4.75%
6 Creative Planning 1,410 58,000 2.41%
7 BANK OF AMERICA CORP /DE/ 775 32,000 1.33%
8 MSI Financial Services Inc 196 8,000 0.33%
9 ADVISOR GROUP, INC. 96 4,000 0.17%
10 ROYAL BANK OF CANADA 50 2,000 0.08%
11 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.