| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,068,844 | 16,856,000 | 23.19% | ||
| 2 | MORGAN STANLEY | 809,194 | 12,761,000 | 17.56% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 433,619 | 6,838,000 | 9.41% | ||
| 4 | BESSEMER GROUP INC | 406,882 | 6,417,000 | 8.83% | ||
| 5 | Invesco Ltd. | 255,707 | 4,032,000 | 5.55% | ||
| 6 | Saba Capital Management, L.P. | 220,932 | 3,484,000 | 4.79% | ||
| 7 | BlueSpruce Investments, LP | 188,542 | 2,973,000 | 4.09% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 157,719 | 2,488,000 | 3.42% | ||
| 9 | 1832 Asset Management L.P. | 150,000 | 2,363,000 | 3.25% | ||
| 10 | WELLS FARGO & COMPANY/MN | 148,684 | 2,345,000 | 3.23% | ||
| 11 | Shaker Financial Services, LLC | 135,908 | 2,143,000 | 2.95% | ||
| 12 | RELATIVE VALUE PARTNERS GROUP, LLC | 122,010 | 1,924,000 | 2.65% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 88,366 | 1,394,000 | 1.92% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 76,168 | 1,192,000 | 1.64% | ||
| 15 | UBS Group AG | 65,057 | 1,026,000 | 1.41% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 60,712 | 958,000 | 1.32% | ||
| 17 | BB&T SECURITIES, LLC | 35,135 | 554,000 | 0.76% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 33,972 | 536,000 | 0.74% | ||
| 19 | MARINER INVESTMENT GROUP LLC | 25,523 | 402,000 | 0.55% | ||
| 20 | CITIGROUP INC | 19,873 | 313,000 | 0.43% | ||
| 21 | LPL Financial LLC | 19,150 | 305,000 | 0.42% | ||
| 22 | Curi Capital, LLC | 18,689 | 295,000 | 0.41% | ||
| 23 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,574 | 261,000 | 0.36% | ||
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 13,801 | 217,000 | 0.30% | ||
| 25 | DEUTSCHE BANK AG\ | 11,256 | 177,000 | 0.24% | ||
| 26 | AQR ARBITRAGE LLC | 10,919 | 172,000 | 0.24% | ||
| 27 | B. Riley Wealth Management, Inc. | 10,000 | 157,000 | 0.22% | ||
| 28 | ROYAL BANK OF CANADA | 4,055 | 64,000 | 0.09% | ||
| 29 | INTEGRATED WEALTH MANAGEMENT | 2,500 | 39,000 | 0.05% | ||
| 30 | Brookstone Capital Management | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
