| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 985,322 | 13,410,000 | 18.70% | ||
| 2 | MORGAN STANLEY | 685,793 | 9,334,000 | 13.01% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 433,770 | 5,904,000 | 8.23% | ||
| 4 | BESSEMER GROUP INC | 426,882 | 5,810,000 | 8.10% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 338,968 | 4,613,000 | 6.43% | ||
| 6 | WELLS FARGO & COMPANY/MN | 330,770 | 4,502,000 | 6.28% | ||
| 7 | Invesco Ltd. | 292,023 | 3,974,000 | 5.54% | ||
| 8 | Shaker Financial Services, LLC | 249,099 | 3,390,000 | 4.73% | ||
| 9 | Saba Capital Management, L.P. | 219,431 | 2,986,000 | 4.16% | ||
| 10 | BlueSpruce Investments, LP | 194,096 | 2,642,000 | 3.68% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 152,931 | 2,081,000 | 2.90% | ||
| 12 | Laurion Capital Management LP | 125,165 | 1,703,000 | 2.37% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 105,144 | 1,431,000 | 2.00% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 99,299 | 1,351,000 | 1.88% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 87,504 | 1,190,000 | 1.66% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 79,489 | 1,082,000 | 1.51% | ||
| 17 | RELATIVE VALUE PARTNERS GROUP, LLC | 70,687 | 982,000 | 1.37% | ||
| 18 | Yorktown Management & Research Co Inc | 70,000 | 953,000 | 1.33% | ||
| 19 | UBS Group AG | 56,267 | 766,000 | 1.07% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 51,993 | 708,000 | 0.99% | ||
| 21 | AQR ARBITRAGE LLC | 49,713 | 677,000 | 0.94% | ||
| 22 | GREAT AMERICAN GROUP, INC. | 34,649 | 472,000 | 0.66% | ||
| 23 | LPL Financial LLC | 27,900 | 379,000 | 0.53% | ||
| 24 | BB&T SECURITIES, LLC | 27,215 | 370,000 | 0.52% | ||
| 25 | CITIGROUP INC | 21,583 | 294,000 | 0.41% | ||
| 26 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,732 | 282,000 | 0.39% | ||
| 27 | B. Riley Wealth Management, Inc. | 10,000 | 136,000 | 0.19% | ||
| 28 | DEUTSCHE BANK AG\ | 5,500 | 74,000 | 0.10% | ||
| 29 | Apollo Management Holdings, L.P. | 5,236 | 71,000 | 0.10% | ||
| 30 | JPMORGAN CHASE & CO | 4,000 | 54,000 | 0.08% | ||
| 31 | MSI Financial Services Inc | 3,000 | 41,000 | 0.06% | ||
| 32 | ROYAL BANK OF CANADA | 2,761 | 38,000 | 0.05% | ||
| 33 | Creative Planning | 1,269 | 17,000 | 0.02% | ||
| 34 | PENSERRA CAPITAL MANAGEMENT LLC | 156 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
