| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 854,360 | 14,784,000 | 18.21% | ||
| 2 | Advisors Asset Management, Inc. | 821,136 | 14,222,000 | 17.51% | ||
| 3 | Saba Capital Management, L.P. | 546,984 | 9,474,000 | 11.67% | ||
| 4 | BESSEMER GROUP INC | 390,000 | 6,747,000 | 8.31% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 377,940 | 6,540,000 | 8.05% | ||
| 6 | BB&T SECURITIES, LLC | 32,565 | 5,635,000 | 6.94% | ||
| 7 | WELLS FARGO & COMPANY/MN | 189,206 | 3,274,000 | 4.03% | ||
| 8 | Regiment Capital Management LLC | 175,000 | 3,028,000 | 3.73% | ||
| 9 | Relative Value Partners, LLC | 149,114 | 2,580,000 | 3.18% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 113,557 | 1,965,000 | 2.42% | ||
| 11 | Apollo Management Holdings, L.P. | 100,000 | 1,834,000 | 2.26% | ||
| 12 | 1832 Asset Management L.P. | 100,000 | 1,734,000 | 2.14% | ||
| 13 | Shaker Financial Services, LLC | 84,555 | 1,463,000 | 1.80% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 67,647 | 1,171,000 | 1.44% | ||
| 15 | BNP PARIBAS FINANCIAL MARKETS | 66,733 | 1,155,816 | 1.42% | ||
| 16 | Invesco Ltd. | 63,509 | 1,099,000 | 1.35% | ||
| 17 | UBS AG | 62,732 | 1,085,000 | 1.34% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 49,793 | 861,000 | 1.06% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 31,626 | 547,000 | 0.67% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 30,960 | 536,000 | 0.66% | ||
| 21 | LPL Financial LLC | 22,950 | 398,000 | 0.49% | ||
| 22 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 17,270 | 299,000 | 0.37% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 14,407 | 249,000 | 0.31% | ||
| 24 | DEUTSCHE BANK AG\ | 11,256 | 194,000 | 0.24% | ||
| 25 | B. Riley Wealth Management, Inc. | 10,000 | 173,000 | 0.21% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 3,200 | 55,000 | 0.07% | ||
| 27 | ROYAL BANK OF CANADA | 3,005 | 52,000 | 0.06% | ||
| 28 | FIRST MANHATTAN CO. LLC. | 1,250 | 21,000 | 0.03% | ||
| 29 | THOMPSON DAVIS & CO., INC. | 1,000 | 17,000 | 0.02% | ||
| 30 | CITIGROUP INC | 841 | 14,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
