| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,102,154 | 17,976,000 | 22.73% | ||
| 2 | MORGAN STANLEY | 841,250 | 13,730,000 | 17.36% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 429,431 | 7,008,000 | 8.86% | ||
| 4 | BESSEMER GROUP INC | 381,882 | 6,231,000 | 7.88% | ||
| 5 | BB&T SECURITIES, LLC | 35,047 | 5,719,000 | 7.23% | ||
| 6 | Saba Capital Management, L.P. | 249,779 | 4,074,000 | 5.15% | ||
| 7 | Invesco Ltd. | 213,520 | 3,484,000 | 4.41% | ||
| 8 | BlueSpruce Investments, LP | 183,242 | 2,989,000 | 3.78% | ||
| 9 | 1832 Asset Management L.P. | 150,000 | 2,450,000 | 3.10% | ||
| 10 | WELLS FARGO & COMPANY/MN | 147,470 | 2,407,000 | 3.04% | ||
| 11 | Relative Value Partners, LLC | 136,766 | 2,232,000 | 2.82% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 116,937 | 1,909,000 | 2.41% | ||
| 13 | Shaker Financial Services, LLC | 91,047 | 1,486,000 | 1.88% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 85,701 | 1,399,000 | 1.77% | ||
| 15 | UBS Group AG | 72,927 | 1,190,000 | 1.50% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 66,668 | 1,088,000 | 1.38% | ||
| 17 | Laurion Capital Management LP | 48,371 | 789,000 | 1.00% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 45,788 | 747,000 | 0.94% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 25,260 | 412,000 | 0.52% | ||
| 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 20,260 | 331,000 | 0.42% | ||
| 21 | CITIGROUP INC | 19,873 | 324,000 | 0.41% | ||
| 22 | LPL Financial LLC | 19,150 | 313,000 | 0.40% | ||
| 23 | JPMORGAN CHASE & CO | 11,304 | 185,000 | 0.23% | ||
| 24 | DEUTSCHE BANK AG\ | 11,256 | 183,000 | 0.23% | ||
| 25 | B. Riley Wealth Management, Inc. | 10,000 | 163,000 | 0.21% | ||
| 26 | BNP PARIBAS FINANCIAL MARKETS | 5,354 | 87,324 | 0.11% | ||
| 27 | ROYAL BANK OF CANADA | 2,721 | 44,000 | 0.06% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 2,621 | 43,000 | 0.05% | ||
| 29 | INTEGRATED WEALTH MANAGEMENT | 2,500 | 40,000 | 0.05% | ||
| 30 | BANK OF MONTREAL /CAN/ | 2,158 | 35,000 | 0.04% | ||
| 31 | FIRST MANHATTAN CO. LLC. | 1,250 | 20,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
