| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 830,089 | 12,866,000 | 20.68% | ||
| 2 | MORGAN STANLEY | 621,445 | 9,608,000 | 15.44% | ||
| 3 | WELLS FARGO & COMPANY/MN | 420,242 | 6,497,000 | 10.44% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 408,448 | 6,315,000 | 10.15% | ||
| 5 | BESSEMER GROUP INC | 396,882 | 6,136,000 | 9.86% | ||
| 6 | Laurion Capital Management LP | 229,550 | 3,558,000 | 5.72% | ||
| 7 | Invesco Ltd. | 220,074 | 3,402,000 | 5.47% | ||
| 8 | Saba Capital Management, L.P. | 153,767 | 2,383,000 | 3.83% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 135,395 | 2,099,000 | 3.37% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 106,588 | 1,648,000 | 2.65% | ||
| 11 | Shaker Financial Services, LLC | 70,651 | 1,092,000 | 1.75% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 60,320 | 933,000 | 1.50% | ||
| 13 | Yorktown Management & Research Co Inc | 60,000 | 930,000 | 1.49% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 59,677 | 922,000 | 1.48% | ||
| 15 | UBS Group AG | 53,348 | 825,000 | 1.33% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 46,200 | 714,000 | 1.15% | ||
| 17 | GREAT AMERICAN GROUP, INC. | 34,649 | 536,000 | 0.86% | ||
| 18 | BB&T SECURITIES, LLC | 28,871 | 446,000 | 0.72% | ||
| 19 | STIFEL FINANCIAL CORP | 17,873 | 274,000 | 0.44% | ||
| 20 | LPL Financial LLC | 16,647 | 256,000 | 0.41% | ||
| 21 | ROYAL BANK OF CANADA | 14,241 | 220,000 | 0.35% | ||
| 22 | CITIGROUP INC | 11,387 | 176,000 | 0.28% | ||
| 23 | Capital Investment Advisors, LLC | 10,250 | 158,000 | 0.25% | ||
| 24 | Apollo Management Holdings, L.P. | 5,236 | 81,000 | 0.13% | ||
| 25 | JPMORGAN CHASE & CO | 4,000 | 62,000 | 0.10% | ||
| 26 | ENVESTNET ASSET MANAGEMENT INC | 2,818 | 44,000 | 0.07% | ||
| 27 | Creative Planning | 1,269 | 20,000 | 0.03% | ||
| 28 | ADVISOR GROUP, INC. | 615 | 10,000 | 0.02% | ||
| 29 | IFP ADVISORS, INC | 428 | 7,000 | 0.01% | ||
| 30 | PENSERRA CAPITAL MANAGEMENT LLC | 204 | 3,000 | 0.00% | ||
| 31 | SEI INVESTMENTS CO | 55 | 1,000 | 0.00% | ||
| 32 | Cable Hill Partners, LLC | 40 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
