| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SEI INVESTMENTS CO | 55 | 1,000 | 0.00% | ||
| 2 | MUFG Americas Holdings Corp | 189 | 3,000 | 0.01% | ||
| 3 | PENSERRA CAPITAL MANAGEMENT LLC | 346 | 5,000 | 0.01% | ||
| 4 | IFP ADVISORS, INC | 494 | 8,000 | 0.01% | ||
| 5 | ADVISOR GROUP, INC. | 615 | 10,000 | 0.02% | ||
| 6 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 1,250 | 20,000 | 0.04% | ||
| 7 | CITIGROUP INC | 1,438 | 23,000 | 0.04% | ||
| 8 | Creative Planning | 1,779 | 29,000 | 0.05% | ||
| 9 | Advisory Services Network, LLC | 2,400 | 40,000 | 0.07% | ||
| 10 | PATHSTONE FAMILY OFFICE, LLC | 3,258 | 54,000 | 0.10% | ||
| 11 | JPMORGAN CHASE & CO | 4,000 | 66,000 | 0.12% | ||
| 12 | Apollo Management Holdings, L.P. | 5,236 | 86,000 | 0.15% | ||
| 13 | Capital Investment Advisors, LLC | 10,250 | 169,000 | 0.30% | ||
| 14 | STIFEL FINANCIAL CORP | 12,011 | 199,000 | 0.36% | ||
| 15 | LPL Financial LLC | 13,647 | 225,000 | 0.40% | ||
| 16 | GREAT AMERICAN GROUP, INC. | 23,648 | 389,000 | 0.70% | ||
| 17 | ROYAL BANK OF CANADA | 25,542 | 421,000 | 0.75% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 26,465 | 436,000 | 0.78% | ||
| 19 | UBS Group AG | 55,398 | 913,000 | 1.63% | ||
| 20 | SIT INVESTMENT ASSOCIATES INC | 58,275 | 960,000 | 1.72% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 70,779 | 1,166,000 | 2.09% | ||
| 22 | Yorktown Management & Research Co Inc | 80,000 | 1,318,000 | 2.36% | ||
| 23 | Invesco Ltd. | 89,969 | 1,482,000 | 2.65% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 93,163 | 1,534,000 | 2.75% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 124,069 | 2,043,000 | 3.66% | ||
| 26 | BESSEMER GROUP INC | 360,493 | 5,937,000 | 10.63% | ||
| 27 | MORGAN STANLEY | 529,384 | 8,718,000 | 15.61% | ||
| 28 | WELLS FARGO & COMPANY/MN | 831,102 | 13,689,000 | 24.51% | ||
| 29 | Advisors Asset Management, Inc. | 965,530 | 15,902,000 | 28.47% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
