Dark
Light
System
Security
Caterpillar Inc
Caterpillar Inc. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 8 Institutional holders with a total value of $169,392,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 582,800 57,913,000 34.19% Put
2 Assured Investment Management LLC 464,100 46,118,000 27.23% Put
3 Timber Hill LLC 350,900 34,869,000 20.58% Put
4 BALYASNY ASSET MANAGEMENT L.P. 200,000 19,874,000 11.73% Put
5 Virtu KCG Holdings LLC 77,400 7,691,000 4.54% Put
6 COMMERZBANK AKTIENGESELLSCHAFT /FI 15,000 1,491,000 0.88% Put
7 SG Americas Securities, LLC 601,300 979,000 0.58% Put
8 Marathon Trading Investment Management LLC 4,600 457,000 0.27% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.