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Caterpillar Inc
Caterpillar Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 8 Institutional holders with a total value of $148,490,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 620,100 55,046,000 37.07% Put
2 JPMORGAN CHASE & CO 563,700 50,039,000 33.70% Put
3 Timber Hill LLC 311,600 27,661,000 18.63% Put
4 GROUP ONE TRADING LLC 163,600 14,523,000 9.78% Put
5 Hudson Bay Capital Management LP 6,600 586,000 0.39% Put
6 SIMPLEX TRADING, LLC 4,376 499,000 0.34% Put
7 SG Americas Securities, LLC 372,700 135,000 0.09% Put
8 Elite Wealth Management, Inc. 87 1,000 0.00% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.