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Caterpillar Inc
Caterpillar Inc. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 13 Institutional holders with a total value of $128,782,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 1,008,500 65,916,000 51.18% Put
2 Timber Hill LLC 296,200 19,360,000 15.03% Put
3 Allianz Asset Management GmbH 169,200 11,059,000 8.59% Put
4 Andalusian Capital Partners, LP 125,000 8,170,000 6.34% Put
5 SG Americas Securities, LLC 1,120,500 6,961,000 5.41%
6 SIMPLEX TRADING, LLC 4,757 4,098,000 3.18% Put
7 MUFG Securities EMEA plc 60,500 3,954,000 3.07% Put
8 JPMORGAN CHASE & CO 40,100 2,621,000 2.04% Put
9 Marathon Trading Investment Management LLC 32,000 2,092,000 1.62% Put
10 Virtu KCG Holdings LLC 28,700 1,876,000 1.46% Put
11 COMMERZBANK AKTIENGESELLSCHAFT /FI 25,003 1,634,000 1.27% Put
12 GROUP ONE TRADING LLC 15,900 1,039,000 0.81% Put
13 LUPO SECURITIES, LLC 2 2,000 0.00% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.