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Caterpillar Inc
Caterpillar Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 10 Institutional holders with a total value of $198,429,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 1,445,400 109,576,000 55.22% Put
2 Allianz Asset Management GmbH 443,700 33,637,000 16.95% Put
3 JPMORGAN CHASE & CO 317,500 24,070,000 12.13% Put
4 Timber Hill LLC 177,000 13,418,000 6.76% Put
5 GROUP ONE TRADING LLC 142,000 10,765,000 5.43% Put
6 THRAX MANAGEMENT, LLC 50,000 3,791,000 1.91% Put
7 SIMPLEX TRADING, LLC 3,158 874,000 0.44% Put
8 MUFG Securities EMEA plc 10,500 796,000 0.40% Put
9 SOCIETE GENERALE 372,700 751,000 0.38% Put
10 SG Americas Securities, LLC 372,700 751,000 0.38% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.