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Caterpillar Inc
Caterpillar Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 8 Institutional holders with a total value of $204,729,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 1,202,100 111,483,000 54.45% Put
2 JPMORGAN CHASE & CO 426,000 39,507,000 19.30% Put
3 Timber Hill LLC 214,900 19,930,000 9.73% Put
4 ASSENAGON ASSET MANAGEMENT S.A. 130,000 12,056,000 5.89% Put
5 GROUP ONE TRADING LLC 116,100 10,767,000 5.26% Put
6 Hudson Bay Capital Management LP 107,500 9,970,000 4.87% Put
7 SIMPLEX TRADING, LLC 3,997 641,000 0.31% Put
8 SG Americas Securities, LLC 494,000 375,000 0.18% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.