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Caterpillar Inc
Caterpillar Inc. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 8 Institutional holders with a total value of $198,381,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 1,048,600 88,942,000 44.83% Put
2 Timber Hill LLC 844,900 71,664,000 36.12% Put
3 Allianz Asset Management GmbH 290,100 24,606,000 12.40% Put
4 MUFG Securities EMEA plc 65,500 5,556,000 2.80% Put
5 SG Americas Securities, LLC 951,200 2,512,000 1.27% Put
6 Virtu KCG Holdings LLC 28,900 2,451,000 1.24% Put
7 COMMERZBANK AKTIENGESELLSCHAFT /FI 25,003 2,121,000 1.07% Put
8 SIMPLEX TRADING, LLC 764 529,000 0.27% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.