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Caterpillar Inc
Caterpillar Inc. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 10 Institutional holders with a total value of $163,587,965.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 832,300 76,180,000 46.57% Put
2 Timber Hill LLC 692,400 63,375,000 38.74% Put
3 COMMERZBANK AKTIENGESELLSCHAFT /FI 90,000 8,238,000 5.04% Put
4 MUFG Securities EMEA plc 80,000 7,323,000 4.48% Put
5 Virtu KCG Holdings LLC 60,600 5,547,000 3.39% Put
6 SG Americas Securities, LLC 807,200 1,213,000 0.74% Put
7 Marathon Trading Investment Management LLC 12,800 1,157,000 0.71% Put
8 SIMPLEX TRADING, LLC 1,282 528,000 0.32% Put
9 STIFEL FINANCIAL CORP 300 24,000 0.01%
10 LUPO SECURITIES, LLC 1 2,965 0.00% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.