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Caterpillar Inc
Caterpillar Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 11 Institutional holders with a total value of $192,905,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Hudson Bay Capital Management LP 4,900 375,000 0.19% Put
2 GAVEA INVESTIMENTOS LTDA 1,341 409,000 0.21% Put
3 SG Americas Securities, LLC 190,000 431,000 0.22% Put
4 SIMPLEX TRADING, LLC 4,571 658,000 0.34% Put
5 MUFG Securities EMEA plc 10,500 804,000 0.42% Put
6 THRAX MANAGEMENT, LLC 130,000 9,854,000 5.11% Put
7 GROUP ONE TRADING LLC 156,600 11,986,000 6.21% Put
8 Allianz Asset Management GmbH 189,700 14,520,000 7.53% Put
9 JPMORGAN CHASE & CO 317,500 24,301,000 12.60% Put
10 Timber Hill LLC 383,500 29,353,000 15.22% Put
11 CITADEL ADVISORS LLC 1,309,300 100,214,000 51.95% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.