| 1 |
Broadfin Capital, LLC |
3,100,086 |
21,794,000 |
25.01% |
|
|
| 2 |
DEERFIELD MANAGEMENT COMPANY, L.P. |
1,901,685 |
13,369,000 |
15.34% |
|
|
| 3 |
STONEPINE CAPITAL MANAGEMENT, LLC |
1,829,669 |
12,863,000 |
14.76% |
|
|
| 4 |
BlackRock Finance, Inc. |
977,590 |
6,873,000 |
7.89% |
|
|
| 5 |
Alyeska Investment Group, L.P. |
876,599 |
6,162,000 |
7.07% |
|
|
| 6 |
VANGUARD GROUP INC |
640,208 |
4,501,000 |
5.16% |
|
|
| 7 |
Cormorant Asset Management, LP |
333,200 |
2,343,000 |
2.69% |
|
SH |
| 8 |
KINGDON CAPITAL MANAGEMENT, L.L.C. |
310,220 |
2,181,000 |
2.50% |
|
|
| 9 |
OXFORD ASSET MANAGEMENT LLP |
203,430 |
1,430,000 |
1.64% |
|
|
| 10 |
ACUTA CAPITAL PARTNERS, LLC |
200,500 |
1,410,000 |
1.62% |
|
|
| 11 |
NORTHERN TRUST CORP |
178,437 |
1,254,000 |
1.44% |
|
|
| 12 |
MARSHALL WACE NORTH AMERICA, L.P. |
177,923 |
1,245,000 |
1.43% |
|
|
| 13 |
Candriam S.C.A. |
150,000 |
1,055,000 |
1.21% |
|
|
| 14 |
STATE STREET CORP |
148,900 |
1,047,000 |
1.20% |
|
|
| 15 |
DIMENSIONAL FUND ADVISORS LP |
129,560 |
911,000 |
1.05% |
|
|
| 16 |
CADENCE CAPITAL MANAGEMENT LLC |
124,491 |
875,000 |
1.00% |
|
|
| 17 |
GEODE CAPITAL MANAGEMENT, LLC |
113,859 |
800,000 |
0.92% |
|
|
| 18 |
RENAISSANCE TECHNOLOGIES LLC |
100,400 |
706,000 |
0.81% |
|
|
| 19 |
JT STRATFORD LLC |
100,147 |
704,000 |
0.81% |
|
|
| 20 |
ESSEX INVESTMENT MANAGEMENT CO LLC |
66,414 |
467,000 |
0.54% |
|
|
| 21 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
64,300 |
452,000 |
0.52% |
|
|
| 22 |
GOLDMAN SACHS GROUP INC |
60,276 |
424,000 |
0.49% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
54,835 |
385,000 |
0.44% |
|
|
| 24 |
Bank of New York Mellon Corp |
50,532 |
355,000 |
0.41% |
|
|
| 25 |
TRUIST FINANCIAL CORP |
50,000 |
352,000 |
0.40% |
|
|
| 26 |
ALAMBIC INVESTMENT MANAGEMENT, L.P. |
38,306 |
269,000 |
0.31% |
|
|
| 27 |
Granite Point Capital Management, L.P. |
38,000 |
267,000 |
0.31% |
|
|
| 28 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
35,382 |
249,000 |
0.29% |
|
|
| 29 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
30,500 |
215,000 |
0.25% |
|
|
| 30 |
JACOBS LEVY EQUITY MANAGEMENT, INC |
30,564 |
215,000 |
0.25% |
|
|
| 31 |
CARL DOMINO INC |
30,024 |
211,000 |
0.24% |
|
|
| 32 |
Opus Point Partners Management, LLC |
25,231 |
177,000 |
0.20% |
|
|
| 33 |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
24,100 |
169,000 |
0.19% |
|
|
| 34 |
TEACHERS ADVISORS, LLC |
23,115 |
162,000 |
0.19% |
|
|
| 35 |
Janney Montgomery Scott LLC |
22,085 |
155,000 |
0.18% |
|
|
| 36 |
WELLS FARGO & COMPANY/MN |
17,200 |
121,000 |
0.14% |
|
|
| 37 |
MORGAN STANLEY |
16,362 |
115,000 |
0.13% |
|
|
| 38 |
DEUTSCHE BANK AG\ |
15,942 |
111,000 |
0.13% |
|
|
| 39 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
15,500 |
109,000 |
0.13% |
Put |
|
| 40 |
First Allied Advisory Services, Inc. |
12,000 |
86,000 |
0.10% |
|
|
| 41 |
RHUMBLINE ADVISERS |
12,180 |
86,000 |
0.10% |
|
|
| 42 |
STATE OF WISCONSIN INVESTMENT BOARD |
11,000 |
77,000 |
0.09% |
|
|
| 43 |
AMERICAN INTERNATIONAL GROUP, INC. |
8,450 |
59,000 |
0.07% |
|
|
| 44 |
JPMORGAN CHASE & CO |
7,686 |
54,000 |
0.06% |
|
|
| 45 |
Nationwide Fund Advisors |
7,576 |
53,000 |
0.06% |
|
|
| 46 |
PRELUDE CAPITAL MANAGEMENT, LLC |
7,000 |
49,000 |
0.06% |
|
|
| 47 |
PANAGORA ASSET MANAGEMENT INC |
7,011 |
49,000 |
0.06% |
|
|
| 48 |
STRS OHIO |
4,000 |
28,000 |
0.03% |
|
|
| 49 |
ACADIAN ASSET MANAGEMENT LLC |
3,754 |
26,000 |
0.03% |
|
|
| 50 |
BARCLAYS PLC |
2,086 |
15,000 |
0.02% |
|
|
