| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 332,854 | 4,603,000 | 28.75% | ||
| 2 | MORGAN STANLEY | 204,157 | 2,824,000 | 17.64% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 93,936 | 1,299,000 | 8.11% | ||
| 4 | Advisors Asset Management, Inc. | 90,013 | 1,245,000 | 7.78% | ||
| 5 | LPL Financial LLC | 63,795 | 882,000 | 5.51% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 55,209 | 763,000 | 4.77% | ||
| 7 | UBS AG | 50,446 | 698,000 | 4.36% | ||
| 8 | AQR CAPITAL MANAGEMENT LLC | 46,751 | 647,000 | 4.04% | ||
| 9 | GOLDMAN SACHS GROUP INC | 46,084 | 637,000 | 3.98% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 39,298 | 543,000 | 3.39% | ||
| 11 | WELLS FARGO & COMPANY/MN | 24,566 | 340,000 | 2.12% | ||
| 12 | DOLIVER ADVISORS, LP | 24,490 | 339,000 | 2.12% | ||
| 13 | MACKAY SHIELDS LLC | 22,040 | 305,000 | 1.90% | ||
| 14 | TDAM USA INC. | 15,866 | 219,000 | 1.37% | ||
| 15 | Private Advisor Group, LLC | 14,900 | 206,000 | 1.29% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 11,020 | 152,000 | 0.95% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 7,185 | 99,369 | 0.62% | ||
| 18 | FIFTH THIRD BANCORP | 6,615 | 91,000 | 0.57% | ||
| 19 | M&T BANK CORP | 3,050 | 42,000 | 0.26% | ||
| 20 | ROYAL BANK OF CANADA | 2,000 | 28,000 | 0.17% | ||
| 21 | WFG Advisors, LP | 1,455 | 20,000 | 0.12% | ||
| 22 | CITIGROUP INC | 1,007 | 14,000 | 0.09% | ||
| 23 | ALLIANCEBERNSTEIN L.P. | 798 | 11,000 | 0.07% | ||
| 24 | FIRST MANHATTAN CO. LLC. | 425 | 5,000 | 0.03% | ||
| 25 | NewSquare Capital LLC | 33 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
