| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 283,847 | 4,116,000 | 24.95% | ||
| 2 | MORGAN STANLEY | 201,861 | 2,921,000 | 17.71% | ||
| 3 | Advisors Asset Management, Inc. | 127,797 | 1,853,000 | 11.23% | ||
| 4 | UBS Group AG | 83,451 | 1,207,000 | 7.32% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 80,155 | 1,160,000 | 7.03% | ||
| 6 | AQR CAPITAL MANAGEMENT LLC | 69,073 | 999,000 | 6.06% | ||
| 7 | LPL Financial LLC | 64,022 | 926,000 | 5.61% | ||
| 8 | GOLDMAN SACHS GROUP INC | 46,184 | 668,000 | 4.05% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 32,025 | 463,000 | 2.81% | ||
| 10 | MACKAY SHIELDS LLC | 22,040 | 320,000 | 1.94% | ||
| 11 | WELLS FARGO & COMPANY/MN | 22,120 | 320,000 | 1.94% | ||
| 12 | PEAPACK GLADSTONE FINANCIAL CORP | 16,852 | 243,848 | 1.48% | ||
| 13 | TDAM USA INC. | 15,866 | 230,000 | 1.39% | ||
| 14 | Private Advisor Group, LLC | 15,600 | 226,000 | 1.37% | ||
| 15 | Commonwealth Equity Services, Inc | 12,000 | 174,000 | 1.05% | ||
| 16 | Lebenthal Holdings,LLC | 11,500 | 166,000 | 1.01% | ||
| 17 | MARINER INVESTMENT GROUP LLC | 11,020 | 159,000 | 0.96% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 7,185 | 103,967 | 0.63% | ||
| 19 | FIFTH THIRD BANCORP | 6,615 | 96,000 | 0.58% | ||
| 20 | Advisory Services Network, LLC | 1,925 | 29,000 | 0.18% | ||
| 21 | ROYAL BANK OF CANADA | 2,000 | 29,000 | 0.18% | ||
| 22 | CITIGROUP INC | 1,733 | 25,000 | 0.15% | ||
| 23 | WFG Advisors, LP | 1,531 | 22,000 | 0.13% | ||
| 24 | MSI Financial Services Inc | 1,347 | 19,000 | 0.12% | ||
| 25 | NATIONAL PLANNING CORP | 1,000 | 14,790 | 0.09% | ||
| 26 | FIRST MANHATTAN CO. LLC. | 425 | 6,000 | 0.04% | ||
| 27 | NewSquare Capital LLC | 33 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
