| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 296,106 | 4,143,000 | 25.37% | ||
| 2 | MORGAN STANLEY | 176,615 | 2,471,000 | 15.13% | ||
| 3 | Advisors Asset Management, Inc. | 115,699 | 1,619,000 | 9.91% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 80,938 | 1,132,000 | 6.93% | ||
| 5 | AQR CAPITAL MANAGEMENT LLC | 62,710 | 877,000 | 5.37% | ||
| 6 | LPL Financial LLC | 59,922 | 843,000 | 5.16% | ||
| 7 | UBS AG | 57,694 | 808,000 | 4.95% | ||
| 8 | GOLDMAN SACHS GROUP INC | 46,135 | 645,000 | 3.95% | ||
| 9 | DOLIVER ADVISORS, LP | 38,627 | 540,000 | 3.31% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 34,025 | 476,000 | 2.91% | ||
| 11 | TFS CAPITAL LLC | 28,724 | 402,000 | 2.46% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 27,453 | 384,000 | 2.35% | ||
| 13 | MACKAY SHIELDS LLC | 22,040 | 308,000 | 1.89% | ||
| 14 | WELLS FARGO & COMPANY/MN | 18,384 | 257,000 | 1.57% | ||
| 15 | PEAPACK GLADSTONE FINANCIAL CORP | 16,852 | 235,759 | 1.44% | ||
| 16 | TDAM USA INC. | 15,866 | 222,000 | 1.36% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,761 | 179,000 | 1.10% | ||
| 18 | Private Advisor Group, LLC | 12,500 | 175,000 | 1.07% | ||
| 19 | Virtu KCG Holdings LLC | 12,385 | 173,000 | 1.06% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 11,020 | 154,000 | 0.94% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 7,185 | 100,518 | 0.62% | ||
| 22 | FIFTH THIRD BANCORP | 6,615 | 93,000 | 0.57% | ||
| 23 | ROYAL BANK OF CANADA | 2,000 | 28,000 | 0.17% | ||
| 24 | CITIGROUP INC | 1,571 | 22,000 | 0.13% | ||
| 25 | WFG Advisors, LP | 1,500 | 21,000 | 0.13% | ||
| 26 | MSI Financial Services Inc | 1,347 | 19,000 | 0.12% | ||
| 27 | FIRST MANHATTAN CO. LLC. | 425 | 5,000 | 0.03% | ||
| 28 | NewSquare Capital LLC | 33 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
