| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 465,889 | 6,299,000 | 25.62% | ||
| 2 | MORGAN STANLEY | 287,116 | 3,881,000 | 15.79% | ||
| 3 | Advisors Asset Management, Inc. | 221,498 | 2,995,000 | 12.18% | ||
| 4 | UBS Group AG | 153,140 | 2,070,000 | 8.42% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 99,352 | 1,343,000 | 5.46% | ||
| 6 | LPL Financial LLC | 82,896 | 1,124,000 | 4.57% | ||
| 7 | Samson Capital Advisors LLC | 72,304 | 978,000 | 3.98% | ||
| 8 | WELLS FARGO & COMPANY/MN | 72,175 | 975,000 | 3.97% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 51,869 | 701,000 | 2.85% | ||
| 10 | AQR ARBITRAGE LLC | 48,928 | 662,000 | 2.69% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 37,050 | 501,000 | 2.04% | ||
| 12 | Laurion Capital Management LP | 25,545 | 345,000 | 1.40% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,394 | 330,000 | 1.34% | ||
| 14 | PEAPACK GLADSTONE FINANCIAL CORP | 23,121 | 312,596 | 1.27% | ||
| 15 | MACKAY SHIELDS LLC | 22,040 | 298,000 | 1.21% | ||
| 16 | TFS CAPITAL LLC | 17,551 | 237,000 | 0.96% | ||
| 17 | PHILADELPHIA TRUST CO | 16,957 | 229,000 | 0.93% | ||
| 18 | TDAM USA INC. | 15,866 | 215,000 | 0.87% | ||
| 19 | Commonwealth Equity Services, Inc | 15,018 | 203,000 | 0.83% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 12,473 | 169,000 | 0.69% | ||
| 21 | MARINER INVESTMENT GROUP LLC | 11,020 | 149,000 | 0.61% | ||
| 22 | POINTE CAPITAL MANAGEMENT LLC | 11,000 | 149,000 | 0.61% | ||
| 23 | Private Advisor Group, LLC | 10,786 | 146,000 | 0.59% | ||
| 24 | Hurley Capital, LLC | 4,200 | 57,028 | 0.23% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,631 | 49,000 | 0.20% | ||
| 26 | FIFTH THIRD BANCORP | 2,990 | 40,000 | 0.16% | ||
| 27 | Creative Planning | 2,156 | 29,000 | 0.12% | ||
| 28 | ROYAL BANK OF CANADA | 2,000 | 27,000 | 0.11% | ||
| 29 | Advisory Services Network, LLC | 1,925 | 26,000 | 0.11% | ||
| 30 | CITIGROUP INC | 1,578 | 21,000 | 0.09% | ||
| 31 | MSI Financial Services Inc | 1,347 | 18,000 | 0.07% | ||
| 32 | FIRST MANHATTAN CO. LLC. | 425 | 5,000 | 0.02% | ||
| 33 | NewSquare Capital LLC | 33 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
