| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 416,600 | 6,520,000 | 18.98% | ||
| 2 | Advisors Asset Management, Inc. | 262,423 | 4,107,000 | 11.96% | ||
| 3 | MORGAN STANLEY | 235,114 | 3,679,000 | 10.71% | ||
| 4 | UBS Group AG | 225,687 | 3,532,000 | 10.28% | ||
| 5 | Laurion Capital Management LP | 220,029 | 3,443,000 | 10.02% | ||
| 6 | MACKAY SHIELDS LLC | 132,807 | 2,078,000 | 6.05% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 129,739 | 2,030,000 | 5.91% | ||
| 8 | LPL Financial LLC | 78,398 | 1,227,000 | 3.57% | ||
| 9 | WELLS FARGO & COMPANY/MN | 71,029 | 1,112,000 | 3.24% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 69,618 | 1,090,000 | 3.17% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 45,471 | 712,000 | 2.07% | ||
| 12 | Fiera Capital Corp | 43,102 | 675,000 | 1.96% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 41,611 | 651,000 | 1.90% | ||
| 14 | REGENTATLANTIC CAPITAL LLC | 31,460 | 492,000 | 1.43% | ||
| 15 | LEBENTHAL ASSET MANAGEMENT, LLC | 25,000 | 391,000 | 1.14% | ||
| 16 | PEAPACK GLADSTONE FINANCIAL CORP | 23,121 | 361,844 | 1.05% | ||
| 17 | Silver Lake Advisory, LLC | 21,031 | 329,000 | 0.96% | ||
| 18 | NORTHERN TRUST CORP | 18,429 | 288,000 | 0.84% | ||
| 19 | PHILADELPHIA TRUST CO | 16,957 | 265,000 | 0.77% | ||
| 20 | TDAM USA INC. | 15,866 | 248,000 | 0.72% | ||
| 21 | ADVISOR GROUP, INC. | 14,826 | 233,000 | 0.68% | ||
| 22 | Commonwealth Equity Services, Inc | 14,636 | 229,000 | 0.67% | ||
| 23 | Janney Montgomery Scott LLC | 11,960 | 187,000 | 0.54% | ||
| 24 | POINTE CAPITAL MANAGEMENT LLC | 11,000 | 172,000 | 0.50% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,187 | 81,000 | 0.24% | ||
| 26 | Creative Planning | 4,350 | 68,000 | 0.20% | ||
| 27 | ROYAL BANK OF CANADA | 2,000 | 31,000 | 0.09% | ||
| 28 | Advisory Services Network, LLC | 1,925 | 30,000 | 0.09% | ||
| 29 | MSI Financial Services Inc | 1,600 | 25,000 | 0.07% | ||
| 30 | TRUST CO | 1,503 | 24,000 | 0.07% | ||
| 31 | M&R CAPITAL MANAGEMENT INC | 1,492 | 23,000 | 0.07% | ||
| 32 | CITIGROUP INC | 825 | 13,000 | 0.04% | ||
| 33 | FIRST MANHATTAN CO. LLC. | 425 | 6,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
