| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 460,375 | 6,101,000 | 26.51% | ||
| 2 | MORGAN STANLEY | 276,311 | 3,661,000 | 15.91% | ||
| 3 | Advisors Asset Management, Inc. | 245,894 | 3,258,000 | 14.16% | ||
| 4 | UBS Group AG | 123,327 | 1,634,000 | 7.10% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 118,458 | 1,570,000 | 6.82% | ||
| 6 | LPL Financial LLC | 91,605 | 1,214,000 | 5.27% | ||
| 7 | DOLIVER ADVISORS, LP | 58,634 | 777,000 | 3.38% | ||
| 8 | AQR ARBITRAGE LLC | 44,753 | 593,000 | 2.58% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 37,200 | 493,000 | 2.14% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 36,291 | 481,000 | 2.09% | ||
| 11 | TFS CAPITAL LLC | 31,554 | 418,000 | 1.82% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 23,971 | 317,000 | 1.38% | ||
| 13 | WELLS FARGO & COMPANY/MN | 23,025 | 305,000 | 1.33% | ||
| 14 | PEAPACK GLADSTONE FINANCIAL CORP | 22,223 | 294,455 | 1.28% | ||
| 15 | MACKAY SHIELDS LLC | 22,040 | 292,000 | 1.27% | ||
| 16 | Silver Lake Advisory, LLC | 17,229 | 228,000 | 0.99% | ||
| 17 | TDAM USA INC. | 15,866 | 210,000 | 0.91% | ||
| 18 | Commonwealth Equity Services, Inc | 15,010 | 199,000 | 0.86% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 13,273 | 175,867 | 0.76% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 11,020 | 146,000 | 0.63% | ||
| 21 | POINTE CAPITAL MANAGEMENT LLC | 11,000 | 146,000 | 0.63% | ||
| 22 | Roundview Capital LLC | 10,000 | 132,000 | 0.57% | ||
| 23 | FIFTH THIRD BANCORP | 6,615 | 88,000 | 0.38% | ||
| 24 | PANAGORA ASSET MANAGEMENT INC | 5,064 | 67,000 | 0.29% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,631 | 48,000 | 0.21% | ||
| 26 | Tower Research Capital LLC (TRC) | 3,346 | 44,000 | 0.19% | ||
| 27 | CITIGROUP INC | 2,315 | 31,000 | 0.13% | ||
| 28 | ROYAL BANK OF CANADA | 2,000 | 27,000 | 0.12% | ||
| 29 | Advisory Services Network, LLC | 1,925 | 25,000 | 0.11% | ||
| 30 | MSI Financial Services Inc | 1,347 | 18,000 | 0.08% | ||
| 31 | PHILADELPHIA TRUST CO | 225 | 16,957 | 0.07% | ||
| 32 | FIRST MANHATTAN CO. LLC. | 425 | 5,000 | 0.02% | ||
| 33 | NewSquare Capital LLC | 33 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
