| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 423,487 | 6,873,000 | 17.22% | ||
| 2 | MACKAY SHIELDS LLC | 323,240 | 5,246,000 | 13.14% | ||
| 3 | Advisors Asset Management, Inc. | 301,840 | 4,899,000 | 12.27% | ||
| 4 | UBS Group AG | 266,945 | 4,332,000 | 10.85% | ||
| 5 | MORGAN STANLEY | 217,229 | 3,525,000 | 8.83% | ||
| 6 | Laurion Capital Management LP | 140,861 | 2,286,000 | 5.73% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 126,904 | 2,060,000 | 5.16% | ||
| 8 | LPL Financial LLC | 82,536 | 1,352,000 | 3.39% | ||
| 9 | Fiera Capital Corp | 76,811 | 1,247,000 | 3.12% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 71,555 | 1,161,000 | 2.91% | ||
| 11 | WELLS FARGO & COMPANY/MN | 61,062 | 991,000 | 2.48% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 53,578 | 870,000 | 2.18% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 41,578 | 675,000 | 1.69% | ||
| 14 | REGENTATLANTIC CAPITAL LLC | 31,160 | 506,000 | 1.27% | ||
| 15 | LEBENTHAL ASSET MANAGEMENT, LLC | 25,000 | 406,000 | 1.02% | ||
| 16 | Lebenthal Holdings,LLC | 25,000 | 406,000 | 1.02% | ||
| 17 | PEAPACK GLADSTONE FINANCIAL CORP | 23,121 | 375,254 | 0.94% | ||
| 18 | Horizon Kinetics LLC | 22,461 | 365,000 | 0.91% | ||
| 19 | Silver Lake Advisory, LLC | 20,769 | 337,000 | 0.84% | ||
| 20 | Private Advisor Group, LLC | 13,031 | 291,000 | 0.73% | ||
| 21 | PHILADELPHIA TRUST CO | 16,957 | 275,000 | 0.69% | ||
| 22 | TDAM USA INC. | 15,866 | 258,000 | 0.65% | ||
| 23 | Commonwealth Equity Services, Inc | 14,591 | 237,000 | 0.59% | ||
| 24 | ADVISOR GROUP, INC. | 14,473 | 234,000 | 0.59% | ||
| 25 | Virtu KCG Holdings LLC | 11,453 | 186,000 | 0.47% | ||
| 26 | POINTE CAPITAL MANAGEMENT LLC | 11,000 | 179,000 | 0.45% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,187 | 84,000 | 0.21% | ||
| 28 | Creative Planning | 4,336 | 70,000 | 0.18% | ||
| 29 | NEXT Financial Group, Inc | 3,008 | 48,000 | 0.12% | ||
| 30 | ROYAL BANK OF CANADA | 2,300 | 37,000 | 0.09% | ||
| 31 | Advisory Services Network, LLC | 1,925 | 31,000 | 0.08% | ||
| 32 | TRUST CO | 1,503 | 24,000 | 0.06% | ||
| 33 | M&R CAPITAL MANAGEMENT INC | 1,492 | 24,000 | 0.06% | ||
| 34 | CITIGROUP INC | 825 | 13,000 | 0.03% | ||
| 35 | Tower Research Capital LLC (TRC) | 600 | 10,000 | 0.03% | ||
| 36 | FIRST MANHATTAN CO. LLC. | 425 | 6,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
