| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 316,219 | 4,539,000 | 29.71% | ||
| 2 | MORGAN STANLEY | 164,808 | 2,365,000 | 15.48% | ||
| 3 | Advisors Asset Management, Inc. | 121,689 | 1,746,000 | 11.43% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 94,465 | 1,356,000 | 8.87% | ||
| 5 | LPL Financial LLC | 62,717 | 900,000 | 5.89% | ||
| 6 | UBS AG | 51,909 | 745,000 | 4.88% | ||
| 7 | AQR CAPITAL MANAGEMENT LLC | 46,246 | 664,000 | 4.35% | ||
| 8 | GOLDMAN SACHS GROUP INC | 46,084 | 661,000 | 4.33% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 36,598 | 525,000 | 3.44% | ||
| 10 | WELLS FARGO & COMPANY/MN | 22,413 | 322,000 | 2.11% | ||
| 11 | MACKAY SHIELDS LLC | 22,040 | 316,000 | 2.07% | ||
| 12 | PEAPACK GLADSTONE FINANCIAL CORP | 16,852 | 241,826 | 1.58% | ||
| 13 | TDAM USA INC. | 15,866 | 228,000 | 1.49% | ||
| 14 | Private Advisor Group, LLC | 11,555 | 166,000 | 1.09% | ||
| 15 | MARINER INVESTMENT GROUP LLC | 11,020 | 158,000 | 1.03% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 7,185 | 103,105 | 0.67% | ||
| 17 | FIFTH THIRD BANCORP | 6,615 | 95,000 | 0.62% | ||
| 18 | M&T BANK CORP | 3,050 | 44,000 | 0.29% | ||
| 19 | CITIGROUP INC | 2,096 | 30,000 | 0.20% | ||
| 20 | ROYAL BANK OF CANADA | 2,000 | 29,000 | 0.19% | ||
| 21 | WFG Advisors, LP | 1,477 | 21,000 | 0.14% | ||
| 22 | MSI Financial Services Inc | 1,347 | 19,000 | 0.12% | ||
| 23 | FIRST MANHATTAN CO. LLC. | 425 | 6,000 | 0.04% | ||
| 24 | NewSquare Capital LLC | 33 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
