| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PANAGORA ASSET MANAGEMENT INC | 1,154 | 18,000 | 0.01% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 2,490 | 38,919 | 0.01% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,692 | 42,000 | 0.01% | ||
| 4 | Tower Research Capital LLC (TRC) | 6,578 | 103,000 | 0.04% | ||
| 5 | PRELUDE CAPITAL MANAGEMENT, LLC | 11,250 | 176,000 | 0.06% | ||
| 6 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,505 | 258,000 | 0.09% | ||
| 7 | ROYAL BANK OF CANADA | 17,342 | 271,000 | 0.10% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 21,844 | 341,000 | 0.12% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 23,729 | 370,000 | 0.13% | ||
| 10 | Virtu KCG Holdings LLC | 25,322 | 396,000 | 0.14% | ||
| 11 | HIGHLAND CAPITAL MANAGEMENT LP | 40,000 | 625,000 | 0.22% | ||
| 12 | LPL Financial LLC | 42,309 | 673,000 | 0.24% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 46,520 | 722,000 | 0.25% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 50,682 | 792,000 | 0.28% | ||
| 15 | DOLIVER ADVISORS, LP | 68,548 | 1,071,000 | 0.38% | ||
| 16 | Greenwich Wealth Management LLC | 86,674 | 1,355,000 | 0.48% | ||
| 17 | REGENTATLANTIC CAPITAL LLC | 3,455 | 1,509,000 | 0.53% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 97,300 | 1,521,000 | 0.53% | ||
| 19 | WELLS FARGO & COMPANY/MN | 109,878 | 1,717,000 | 0.60% | ||
| 20 | CREDIT SUISSE AG/ | 127,128 | 1,987,000 | 0.70% | ||
| 21 | AMERIPRISE FINANCIAL INC | 146,297 | 2,287,000 | 0.80% | ||
| 22 | Vident Investment Advisory, LLC | 163,296 | 2,552,000 | 0.90% | ||
| 23 | NEWGATE CAPITAL MANAGEMENT LLC | 164,750 | 2,558,000 | 0.90% | ||
| 24 | AQR ARBITRAGE LLC | 218,317 | 3,412,000 | 1.20% | ||
| 25 | 1832 Asset Management L.P. | 244,587 | 3,818,000 | 1.34% | ||
| 26 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 357,886 | 5,594,000 | 1.96% | ||
| 27 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 464,660 | 7,263,000 | 2.55% | ||
| 28 | DEUTSCHE BANK AG\ | 729,883 | 11,407,000 | 4.01% | ||
| 29 | MARINER INVESTMENT GROUP LLC | 766,383 | 11,979,000 | 4.21% | ||
| 30 | Invesco Ltd. | 799,993 | 12,504,000 | 4.39% | ||
| 31 | JPMORGAN CHASE & CO | 822,242 | 12,852,000 | 4.51% | ||
| 32 | CITIGROUP INC | 983,947 | 15,379,000 | 5.40% | ||
| 33 | BANK OF AMERICA CORP /DE/ | 1,024,622 | 16,015,000 | 5.62% | ||
| 34 | Karpus Management, Inc. | 1,029,246 | 16,087,000 | 5.65% | ||
| 35 | BESSEMER GROUP INC | 1,134,324 | 17,729,000 | 6.22% | ||
| 36 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,311,092 | 20,492,000 | 7.20% | ||
| 37 | MORGAN STANLEY | 1,335,413 | 20,873,000 | 7.33% | ||
| 38 | OAK HILL ADVISORS LP | 1,544,191 | 24,136,000 | 8.47% | ||
| 39 | UBS Group AG | 1,690,271 | 26,419,000 | 9.28% | ||
| 40 | Saba Capital Management, L.P. | 2,396,857 | 37,463,000 | 13.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
