| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 40,897 | 412,000 | 26.12% | ||
| 2 | Shaker Financial Services, LLC | 26,446 | 266,000 | 16.86% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 20,860 | 210,060 | 13.32% | ||
| 4 | UBS AG | 16,981 | 171,000 | 10.84% | ||
| 5 | OPPENHEIMER & CO INC | 14,268 | 144,000 | 9.13% | ||
| 6 | Horizon Kinetics LLC | 12,897 | 130,000 | 8.24% | ||
| 7 | WELLS FARGO & COMPANY/MN | 9,509 | 96,000 | 6.09% | ||
| 8 | Winslow, Evans & Crocker, Inc. | 7,483 | 75,354 | 4.78% | ||
| 9 | ROYAL BANK OF CANADA | 3,869 | 39,000 | 2.47% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,000 | 30,000 | 1.90% | ||
| 11 | Tower Research Capital LLC (TRC) | 333 | 3,000 | 0.19% | ||
| 12 | CITIGROUP INC | 90 | 1,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
