| 1 |
Pine River Capital Management L.P. |
584,991 |
5,159,000 |
26.61% |
|
|
| 2 |
Horizon Kinetics LLC |
394,341 |
3,478,000 |
17.94% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
277,861 |
2,451,000 |
12.64% |
|
|
| 4 |
Yorktown Management & Research Co Inc |
188,000 |
1,658,000 |
8.55% |
|
|
| 5 |
LPL Financial LLC |
124,291 |
1,100,000 |
5.67% |
|
|
| 6 |
MARINER INVESTMENT GROUP LLC |
104,854 |
925,000 |
4.77% |
|
|
| 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
96,614 |
852,000 |
4.39% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
57,288 |
505,000 |
2.60% |
|
|
| 9 |
MORGAN STANLEY |
51,347 |
453,000 |
2.34% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
47,237 |
417,000 |
2.15% |
|
|
| 11 |
SII INVESTMENTS INC/WI |
38,310 |
340,000 |
1.75% |
|
|
| 12 |
Shaker Financial Services, LLC |
32,450 |
286,000 |
1.48% |
|
|
| 13 |
DOLIVER ADVISORS, LP |
31,768 |
280,000 |
1.44% |
|
|
| 14 |
UBS Group AG |
29,929 |
264,000 |
1.36% |
|
|
| 15 |
First Allied Advisory Services, Inc. |
29,409 |
260,000 |
1.34% |
|
|
| 16 |
Commonwealth Equity Services, Inc |
13,249 |
117,000 |
0.60% |
|
|
| 17 |
BROOKFIELD Corp /ON/ |
11,800 |
104,000 |
0.54% |
|
|
| 18 |
PVG Asset Management |
11,329 |
99,921 |
0.52% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
11,289 |
99,000 |
0.51% |
|
|
| 20 |
AMERICAN INTERNATIONAL GROUP, INC. |
10,921 |
96,324 |
0.50% |
|
|
| 21 |
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
10,500 |
93,000 |
0.48% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
9,296 |
82,000 |
0.42% |
|
|
| 23 |
Winslow, Evans & Crocker, Inc. |
7,484 |
66,002 |
0.34% |
|
|
| 24 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
6,774 |
60,000 |
0.31% |
|
|
| 25 |
Creative Planning |
3,247 |
29,000 |
0.15% |
|
|
| 26 |
DELTA ASSET MANAGEMENT LLC/TN |
2,702 |
24,000 |
0.12% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,445 |
21,000 |
0.11% |
|
|
| 28 |
CITIGROUP INC |
1,957 |
17,000 |
0.09% |
|
|
| 29 |
MSI Financial Services Inc |
1,270 |
11,000 |
0.06% |
|
|
| 30 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,000 |
9,000 |
0.05% |
|
|
| 31 |
Ironwood Financial, llc |
856 |
8,000 |
0.04% |
|
|
| 32 |
DEUTSCHE BANK AG\ |
900 |
7,000 |
0.04% |
|
|
| 33 |
ROYAL BANK OF CANADA |
559 |
5,000 |
0.03% |
|
|
| 34 |
WFG Advisors, LP |
396 |
3,000 |
0.02% |
|
|
| 35 |
ARROW FINANCIAL CORP |
252 |
2,000 |
0.01% |
|
|
| 36 |
VALLEY NATIONAL ADVISERS INC |
179 |
2,000 |
0.01% |
|
|
| 37 |
FIFTH THIRD BANCORP |
214 |
2,000 |
0.01% |
|
|
| 38 |
Sunbelt Securities, Inc. |
66 |
582 |
0.00% |
|
|
