| 1 |
GUGGENHEIM CAPITAL LLC |
672,550 |
4,849,000 |
22.28% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
475,368 |
3,427,000 |
15.75% |
|
|
| 3 |
Shaker Financial Services, LLC |
309,504 |
2,232,000 |
10.25% |
|
|
| 4 |
ROBINSON CAPITAL MANAGEMENT, LLC |
280,925 |
2,025,000 |
9.30% |
|
|
| 5 |
Horizon Kinetics LLC |
266,346 |
1,920,000 |
8.82% |
|
|
| 6 |
Invesco Ltd. |
231,007 |
1,666,000 |
7.65% |
|
|
| 7 |
MORGAN STANLEY |
193,662 |
1,396,000 |
6.41% |
|
|
| 8 |
Pine River Capital Management L.P. |
83,235 |
600,000 |
2.76% |
|
|
| 9 |
Weiss Asset Management LP |
77,271 |
557,000 |
2.56% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
50,337 |
363,000 |
1.67% |
|
|
| 11 |
SII INVESTMENTS INC/WI |
38,310 |
274,000 |
1.26% |
|
|
| 12 |
Yorktown Management & Research Co Inc |
30,000 |
216,000 |
0.99% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
28,106 |
203,000 |
0.93% |
|
|
| 14 |
WEDBUSH SECURITIES INC |
28,199 |
203,000 |
0.93% |
|
|
| 15 |
First Allied Advisory Services, Inc. |
27,606 |
197,000 |
0.91% |
|
|
| 16 |
Raymond James Financial Services Advisors, Inc. |
25,380 |
183,000 |
0.84% |
|
|
| 17 |
CITIGROUP INC |
22,123 |
160,000 |
0.74% |
|
|
| 18 |
LPL Financial LLC |
21,706 |
157,000 |
0.72% |
|
|
| 19 |
UBS Group AG |
19,039 |
137,000 |
0.63% |
|
|
| 20 |
DOLIVER ADVISORS, LP |
16,865 |
122,000 |
0.56% |
|
|
| 21 |
Advisors Asset Management, Inc. |
16,128 |
116,000 |
0.53% |
|
|
| 22 |
Virtu KCG Holdings LLC |
12,631 |
91,000 |
0.42% |
|
|
| 23 |
Commonwealth Equity Services, Inc |
12,171 |
88,000 |
0.40% |
|
|
| 24 |
BROOKFIELD Corp /ON/ |
11,800 |
85,000 |
0.39% |
|
|
| 25 |
CSS LLC/IL |
11,670 |
84,000 |
0.39% |
|
|
| 26 |
AQR ARBITRAGE LLC |
10,081 |
73,000 |
0.34% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
8,910 |
64,000 |
0.29% |
|
|
| 28 |
Winslow, Evans & Crocker, Inc. |
7,484 |
53,954 |
0.25% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
4,363 |
31,000 |
0.14% |
|
|
| 30 |
ADVISOR GROUP, INC. |
3,646 |
25,000 |
0.11% |
|
|
| 31 |
IFP ADVISORS, INC |
2,996 |
22,000 |
0.10% |
|
|
| 32 |
Thomas J. Herzfeld Advisors, Inc. |
2,931 |
21,000 |
0.10% |
|
|
| 33 |
DELTA ASSET MANAGEMENT LLC/TN |
2,702 |
20,000 |
0.09% |
|
|
| 34 |
Creative Planning |
2,289 |
17,000 |
0.08% |
|
|
| 35 |
ROYAL BANK OF CANADA |
2,012 |
14,000 |
0.06% |
|
|
| 36 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,000 |
14,000 |
0.06% |
|
|
| 37 |
NEXT Financial Group, Inc |
1,725 |
12,000 |
0.06% |
|
|
| 38 |
MSI Financial Services Inc |
1,452 |
10,000 |
0.05% |
|
|
| 39 |
Alexandria Capital, LLC |
1,165 |
8,000 |
0.04% |
|
|
| 40 |
DEUTSCHE BANK AG\ |
1,000 |
7,000 |
0.03% |
|
|
| 41 |
Ironwood Financial, llc |
856 |
6,000 |
0.03% |
|
|
| 42 |
M&R CAPITAL MANAGEMENT INC |
809 |
5,000 |
0.02% |
|
|
| 43 |
SECURITY NATIONAL TRUST CO |
749 |
5,000 |
0.02% |
|
|
| 44 |
WFG Advisors, LP |
396 |
3,000 |
0.01% |
|
|
| 45 |
Tower Research Capital LLC (TRC) |
230 |
2,000 |
0.01% |
|
|
| 46 |
PINNACLE FINANCIAL PARTNERS INC |
135 |
1,000 |
0.00% |
|
|
| 47 |
WOLVERINE TRADING LP /BD |
57 |
409 |
0.00% |
|
|
| 48 |
KELMAN-LAZAROV, INC. |
15 |
108 |
0.00% |
|
|
| 49 |
PIERSHALE FINANCIAL GROUP, INC. |
58 |
0 |
0.00% |
|
|
