| 1 |
Pine River Capital Management L.P. |
595,572 |
4,098,000 |
16.66% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
560,791 |
3,858,000 |
15.68% |
|
|
| 3 |
Horizon Kinetics LLC |
294,951 |
2,029,000 |
8.25% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
286,312 |
1,970,000 |
8.01% |
|
|
| 5 |
Shaker Financial Services, LLC |
283,013 |
1,947,000 |
7.92% |
|
|
| 6 |
Invesco Ltd. |
238,508 |
1,641,000 |
6.67% |
|
|
| 7 |
MARINER INVESTMENT GROUP LLC |
232,122 |
1,592,000 |
6.47% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
205,000 |
1,410,000 |
5.73% |
|
|
| 9 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
98,892 |
680,000 |
2.76% |
|
|
| 10 |
MORGAN STANLEY |
91,084 |
627,000 |
2.55% |
|
|
| 11 |
WOLVERINE ASSET MANAGEMENT LLC |
84,455 |
581,000 |
2.36% |
|
|
| 12 |
SG Americas Securities, LLC |
63,678 |
438,000 |
1.78% |
|
|
| 13 |
AQR ARBITRAGE LLC |
58,296 |
401,000 |
1.63% |
|
|
| 14 |
LPL Financial LLC |
55,099 |
381,000 |
1.55% |
|
|
| 15 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
50,545 |
348,000 |
1.41% |
|
|
| 16 |
RAYMOND JAMES & ASSOCIATES |
50,145 |
345,000 |
1.40% |
|
|
| 17 |
SII INVESTMENTS INC/WI |
38,310 |
266,000 |
1.08% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
38,603 |
266,000 |
1.08% |
|
|
| 19 |
First Allied Advisory Services, Inc. |
31,209 |
212,000 |
0.86% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
29,615 |
203,000 |
0.83% |
|
|
| 21 |
UBS Group AG |
29,181 |
201,000 |
0.82% |
|
|
| 22 |
Weiss Asset Management LP |
21,819 |
150,000 |
0.61% |
|
|
| 23 |
WEDBUSH SECURITIES INC |
16,729 |
115,000 |
0.47% |
|
|
| 24 |
Squarepoint Ops LLC |
13,400 |
92,000 |
0.37% |
|
|
| 25 |
Curi Capital, LLC |
12,555 |
86,000 |
0.35% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
12,151 |
84,000 |
0.34% |
|
|
| 27 |
BROOKFIELD Corp /ON/ |
11,800 |
81,000 |
0.33% |
|
|
| 28 |
Sigma Planning Corp |
11,614 |
80,000 |
0.33% |
|
|
| 29 |
Winslow, Evans & Crocker, Inc. |
7,484 |
51,484 |
0.21% |
|
|
| 30 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
6,738 |
46,000 |
0.19% |
|
|
| 31 |
EDMOND DE ROTHSCHILD (SUISSE) S.A. |
6,738 |
46,000 |
0.19% |
|
|
| 32 |
FIRST INTERSTATE BANK |
6,667 |
46,000 |
0.19% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,581 |
31,000 |
0.13% |
|
|
| 34 |
IFP ADVISORS, INC |
3,846 |
26,000 |
0.11% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,445 |
24,000 |
0.10% |
|
|
| 36 |
ASSET DEDICATION, LLC |
3,275 |
23,000 |
0.09% |
|
|
| 37 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
2,955 |
20,000 |
0.08% |
|
|
| 38 |
DELTA ASSET MANAGEMENT LLC/TN |
2,702 |
19,000 |
0.08% |
|
|
| 39 |
Creative Planning |
2,515 |
17,000 |
0.07% |
|
|
| 40 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,000 |
14,000 |
0.06% |
|
|
| 41 |
NEXT Financial Group, Inc |
1,725 |
11,000 |
0.04% |
|
|
| 42 |
MSI Financial Services Inc |
1,452 |
10,000 |
0.04% |
|
|
| 43 |
Advisors Asset Management, Inc. |
1,113 |
8,000 |
0.03% |
|
|
| 44 |
DEUTSCHE BANK AG\ |
1,000 |
6,000 |
0.02% |
|
|
| 45 |
ROYAL BANK OF CANADA |
826 |
6,000 |
0.02% |
|
|
| 46 |
SECURITY NATIONAL TRUST CO |
749 |
5,000 |
0.02% |
|
|
| 47 |
WFG Advisors, LP |
396 |
3,000 |
0.01% |
|
|
| 48 |
WOODMONT INVESTMENT COUNSEL LLC |
461 |
3,000 |
0.01% |
|
|
| 49 |
FIFTH THIRD BANCORP |
214 |
1,000 |
0.00% |
|
|
| 50 |
PIERSHALE FINANCIAL GROUP, INC. |
58 |
0 |
0.00% |
|
|
