| 1 |
SIT INVESTMENT ASSOCIATES INC |
601,168 |
5,356,000 |
23.34% |
|
|
| 2 |
Pine River Capital Management L.P. |
584,991 |
5,212,000 |
22.71% |
|
|
| 3 |
Horizon Kinetics LLC |
407,990 |
3,635,000 |
15.84% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
232,000 |
2,067,000 |
9.01% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
116,831 |
1,041,000 |
4.54% |
|
|
| 6 |
LPL Financial LLC |
109,781 |
978,000 |
4.26% |
|
|
| 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
96,614 |
861,000 |
3.75% |
|
|
| 8 |
MORGAN STANLEY |
51,571 |
460,000 |
2.00% |
|
|
| 9 |
RAYMOND JAMES & ASSOCIATES |
47,524 |
423,000 |
1.84% |
|
|
| 10 |
SII INVESTMENTS INC/WI |
38,310 |
343,000 |
1.49% |
|
|
| 11 |
WOLVERINE ASSET MANAGEMENT LLC |
36,675 |
326,000 |
1.42% |
|
|
| 12 |
First Allied Advisory Services, Inc. |
30,004 |
268,000 |
1.17% |
|
|
| 13 |
UBS Group AG |
29,913 |
267,000 |
1.16% |
|
|
| 14 |
Yorktown Management & Research Co Inc |
29,887 |
266,000 |
1.16% |
|
|
| 15 |
BOOTHBAY FUND MANAGEMENT, LLC |
26,040 |
212,000 |
0.92% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
20,706 |
184,000 |
0.80% |
|
|
| 17 |
PVG Asset Management |
15,138 |
134,879 |
0.59% |
|
|
| 18 |
Creative Planning |
14,783 |
132,000 |
0.58% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
13,249 |
118,000 |
0.51% |
|
|
| 20 |
BROOKFIELD Corp /ON/ |
11,800 |
105,000 |
0.46% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
10,921 |
97,306 |
0.42% |
|
|
| 22 |
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
10,500 |
94,000 |
0.41% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
8,589 |
77,000 |
0.34% |
|
|
| 24 |
Winslow, Evans & Crocker, Inc. |
7,484 |
66,674 |
0.29% |
|
|
| 25 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
5,099 |
45,000 |
0.20% |
|
|
| 26 |
B. Riley Wealth Advisors, Inc. |
3,901 |
35,000 |
0.15% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,999 |
27,000 |
0.12% |
|
|
| 28 |
ROYAL BANK OF CANADA |
2,911 |
26,000 |
0.11% |
|
|
| 29 |
DELTA ASSET MANAGEMENT LLC/TN |
2,702 |
24,000 |
0.10% |
|
|
| 30 |
FIFTH THIRD BANCORP |
1,964 |
17,000 |
0.07% |
|
|
| 31 |
MSI Financial Services Inc |
1,808 |
16,000 |
0.07% |
|
|
| 32 |
DEUTSCHE BANK AG\ |
900 |
8,000 |
0.03% |
|
|
| 33 |
CITIGROUP INC |
923 |
8,000 |
0.03% |
|
|
| 34 |
Ironwood Financial, llc |
803 |
7,000 |
0.03% |
|
|
| 35 |
Hudock, Inc. |
802 |
7,000 |
0.03% |
|
|
| 36 |
WFG Advisors, LP |
396 |
4,000 |
0.02% |
|
|
