| 1 |
Gramercy Funds Management LLC |
549,832 |
12,894,000 |
20.45% |
|
|
| 2 |
MORGAN STANLEY |
477,753 |
11,203,000 |
17.76% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
213,340 |
5,003,000 |
7.93% |
|
|
| 4 |
Bulldog Investors, LLP |
208,591 |
4,891,000 |
7.76% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
130,148 |
3,052,000 |
4.84% |
|
|
| 6 |
1607 Capital Partners, LLC |
125,432 |
2,941,000 |
4.66% |
|
|
| 7 |
GEODE CAPITAL MANAGEMENT, LLC |
110,967 |
2,602,000 |
4.13% |
|
PRN |
| 8 |
Cetera Advisor Networks LLC |
109,443 |
2,560,000 |
4.06% |
|
|
| 9 |
AQR CAPITAL MANAGEMENT LLC |
97,230 |
2,280,000 |
3.62% |
|
|
| 10 |
Shaker Financial Services, LLC |
96,324 |
2,259,000 |
3.58% |
|
|
| 11 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
80,395 |
1,885,000 |
2.99% |
|
|
| 12 |
ROYAL BANK OF CANADA |
69,108 |
1,621,000 |
2.57% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
56,637 |
1,328,000 |
2.11% |
|
|
| 14 |
GUGGENHEIM CAPITAL LLC |
49,365 |
1,158,000 |
1.84% |
|
|
| 15 |
BNP PARIBAS FINANCIAL MARKETS |
48,625 |
1,140,256 |
1.81% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
44,627 |
1,047,000 |
1.66% |
|
|
| 17 |
Concert Wealth Management Inc. |
29,670 |
679,000 |
1.08% |
|
|
| 18 |
Thomas J. Herzfeld Advisors, Inc. |
28,651 |
672,000 |
1.07% |
|
|
| 19 |
CSS LLC/IL |
28,224 |
662,000 |
1.05% |
|
|
| 20 |
BANK OF MONTREAL /CAN/ |
22,913 |
537,000 |
0.85% |
|
|
| 21 |
NFC Investments, LLC |
19,068 |
447,000 |
0.71% |
|
|
| 22 |
KING LUTHER CAPITAL MANAGEMENT CORP |
16,841 |
395,000 |
0.63% |
|
|
| 23 |
WOLVERINE ASSET MANAGEMENT LLC |
15,855 |
371,000 |
0.59% |
|
|
| 24 |
SII INVESTMENTS INC/WI |
14,781 |
347,000 |
0.55% |
|
|
| 25 |
FIRST MANHATTAN CO. LLC. |
14,300 |
335,000 |
0.53% |
|
|
| 26 |
McAdams Wright Ragen, Inc. |
9,118 |
213,000 |
0.34% |
|
|
| 27 |
JBF Capital, Inc. |
7,300 |
171,000 |
0.27% |
|
|
| 28 |
UBS AG |
6,930 |
163,000 |
0.26% |
|
|
| 29 |
TRUST CO OF VERMONT |
2,000 |
47,000 |
0.07% |
|
|
| 30 |
FineMark National Bank & Trust |
1,737 |
41,000 |
0.07% |
|
|
| 31 |
CITIGROUP INC |
1,221 |
29,000 |
0.05% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
959 |
22,000 |
0.03% |
|
|
| 33 |
MSI Financial Services Inc |
526 |
12,000 |
0.02% |
|
|
| 34 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
500 |
12,000 |
0.02% |
|
|
| 35 |
Tower Research Capital LLC (TRC) |
460 |
11,000 |
0.02% |
|
|
| 36 |
US BANCORP \DE\ |
370 |
9,000 |
0.01% |
|
|
| 37 |
TRUST DEPARTMENT MB FINANCIAL BANK N A |
400 |
9,000 |
0.01% |
|
|
| 38 |
Ground Swell Capital, LLC |
297 |
7,000 |
0.01% |
|
|
| 39 |
People's United Financial, Inc. |
200 |
5,000 |
0.01% |
|
|
| 40 |
B. Riley Wealth Advisors, Inc. |
106 |
2,494 |
0.00% |
|
|
| 41 |
Cordasco Financial Network |
100 |
2,000 |
0.00% |
|
|
| 42 |
AMERICAN INTERNATIONAL GROUP, INC. |
46 |
1,079 |
0.00% |
|
|
