| 1 |
Gramercy Funds Management LLC |
551,032 |
12,012,000 |
19.70% |
|
|
| 2 |
MORGAN STANLEY |
483,431 |
10,540,000 |
17.29% |
|
|
| 3 |
Bulldog Investors, LLP |
336,631 |
7,339,000 |
12.04% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
286,560 |
6,247,000 |
10.25% |
|
|
| 5 |
GEODE CAPITAL MANAGEMENT, LLC |
135,231 |
2,948,000 |
4.84% |
|
PRN |
| 6 |
1607 Capital Partners, LLC |
120,532 |
2,628,000 |
4.31% |
|
|
| 7 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
117,382 |
2,557,000 |
4.19% |
|
|
| 8 |
Shaker Financial Services, LLC |
88,404 |
1,927,000 |
3.16% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
80,395 |
1,753,000 |
2.88% |
|
|
| 10 |
AQR ARBITRAGE LLC |
79,870 |
1,741,000 |
2.86% |
|
|
| 11 |
ROYAL BANK OF CANADA |
65,139 |
1,420,000 |
2.33% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
44,836 |
977,000 |
1.60% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
42,235 |
920,000 |
1.51% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
38,769 |
845,000 |
1.39% |
|
|
| 15 |
Sippican Capital Advisors |
35,900 |
783,000 |
1.28% |
|
|
| 16 |
Robert W. Baird & Co. Inc |
33,940 |
740,000 |
1.21% |
|
|
| 17 |
CSS LLC/IL |
30,200 |
658,000 |
1.08% |
|
|
| 18 |
Concert Wealth Management Inc. |
29,987 |
643,000 |
1.05% |
|
|
| 19 |
BANK OF MONTREAL /CAN/ |
22,824 |
498,000 |
0.82% |
|
|
| 20 |
NFC Investments, LLC |
20,240 |
441,000 |
0.72% |
|
|
| 21 |
SII INVESTMENTS INC/WI |
15,811 |
344,000 |
0.56% |
|
|
| 22 |
KING LUTHER CAPITAL MANAGEMENT CORP |
15,512 |
338,000 |
0.55% |
|
|
| 23 |
Hendershot Investments Inc. |
15,042 |
328,000 |
0.54% |
|
|
| 24 |
FIRST MANHATTAN CO. LLC. |
14,300 |
311,000 |
0.51% |
|
|
| 25 |
Stratos Wealth Partners, LTD. |
13,482 |
294,000 |
0.48% |
|
|
| 26 |
TFS CAPITAL LLC |
13,363 |
291,000 |
0.48% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
12,018 |
262,000 |
0.43% |
|
|
| 28 |
MERIDIAN INVESTMENT COUNSEL INC. |
11,050 |
241,000 |
0.40% |
|
|
| 29 |
MARINER INVESTMENT GROUP LLC |
10,847 |
236,000 |
0.39% |
|
|
| 30 |
Financial Architects, Inc |
10,522 |
229,000 |
0.38% |
|
|
| 31 |
UBS Group AG |
6,140 |
134,000 |
0.22% |
|
|
| 32 |
JBF Capital, Inc. |
5,900 |
129,000 |
0.21% |
|
|
| 33 |
Genesis Wealth Advisors, LLC |
2,140 |
46,418 |
0.08% |
|
|
| 34 |
TRUST CO OF VERMONT |
2,000 |
44,000 |
0.07% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,817 |
40,000 |
0.07% |
|
|
| 36 |
WOLVERINE ASSET MANAGEMENT LLC |
1,400 |
30,000 |
0.05% |
|
|
| 37 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
848 |
18,000 |
0.03% |
|
|
| 38 |
CITIGROUP INC |
687 |
15,000 |
0.02% |
|
|
| 39 |
MSI Financial Services Inc |
562 |
12,000 |
0.02% |
|
|
| 40 |
People's United Financial, Inc. |
200 |
4,000 |
0.01% |
|
|
| 41 |
Tower Research Capital LLC (TRC) |
56 |
1,000 |
0.00% |
|
|
