| 1 |
Gramercy Funds Management LLC |
731,831 |
14,007,000 |
26.12% |
|
|
| 2 |
RAYMOND JAMES & ASSOCIATES |
221,928 |
4,248,000 |
7.92% |
|
|
| 3 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
218,400 |
4,180,000 |
7.79% |
|
|
| 4 |
GEODE CAPITAL MANAGEMENT, LLC |
215,980 |
4,131,000 |
7.70% |
|
PRN |
| 5 |
MORGAN STANLEY |
190,542 |
3,648,000 |
6.80% |
|
|
| 6 |
Bulldog Investors, LLP |
137,645 |
2,643,000 |
4.93% |
|
|
| 7 |
Shaker Financial Services, LLC |
135,396 |
2,591,000 |
4.83% |
|
|
| 8 |
1607 Capital Partners, LLC |
106,000 |
2,029,000 |
3.78% |
|
|
| 9 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
102,555 |
1,960,000 |
3.65% |
|
|
| 10 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
80,395 |
1,539,000 |
2.87% |
|
|
| 11 |
ROYAL BANK OF CANADA |
61,373 |
1,175,000 |
2.19% |
|
|
| 12 |
AQR ARBITRAGE LLC |
59,385 |
1,136,000 |
2.12% |
|
|
| 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
56,179 |
1,075,000 |
2.00% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
54,503 |
1,043,000 |
1.94% |
|
|
| 15 |
BAIRD FINANCIAL GROUP, INC. |
37,548 |
719,000 |
1.34% |
|
|
| 16 |
CITIGROUP INC |
35,139 |
672,000 |
1.25% |
|
|
| 17 |
Sippican Capital Advisors |
34,000 |
651,000 |
1.21% |
|
|
| 18 |
Concert Wealth Management Inc. |
33,041 |
631,000 |
1.18% |
|
|
| 19 |
CSS LLC/IL |
32,937 |
630,000 |
1.17% |
|
|
| 20 |
FIRST MANHATTAN CO. LLC. |
24,530 |
469,000 |
0.87% |
|
|
| 21 |
SII INVESTMENTS INC/WI |
23,002 |
441,000 |
0.82% |
|
|
| 22 |
BRINKER CAPITAL INC |
21,444 |
410,000 |
0.76% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
20,007 |
383,000 |
0.71% |
|
|
| 24 |
TFS CAPITAL LLC |
19,878 |
380,000 |
0.71% |
|
|
| 25 |
Stratos Wealth Partners, LTD. |
18,657 |
357,000 |
0.67% |
|
|
| 26 |
KING LUTHER CAPITAL MANAGEMENT CORP |
15,512 |
297,000 |
0.55% |
|
|
| 27 |
BANK OF MONTREAL /CAN/ |
15,124 |
289,000 |
0.54% |
|
|
| 28 |
Hendershot Investments Inc. |
15,042 |
288,000 |
0.54% |
|
|
| 29 |
MERIDIAN INVESTMENT COUNSEL INC. |
14,550 |
278,000 |
0.52% |
|
|
| 30 |
LPL Financial LLC |
12,344 |
232,000 |
0.43% |
|
|
| 31 |
NFC Investments, LLC |
10,187 |
195,000 |
0.36% |
|
|
| 32 |
MIDAS MANAGEMENT CORP |
9,293 |
178,000 |
0.33% |
|
|
| 33 |
WELLS FARGO & COMPANY/MN |
8,487 |
162,000 |
0.30% |
|
|
| 34 |
Financial Architects, Inc |
8,428 |
161,000 |
0.30% |
|
|
| 35 |
JBF Capital, Inc. |
5,900 |
113,000 |
0.21% |
|
|
| 36 |
UBS Group AG |
5,828 |
111,000 |
0.21% |
|
|
| 37 |
KELMAN-LAZAROV, INC. |
2,798 |
54,000 |
0.10% |
|
|
| 38 |
TRUST CO OF VERMONT |
2,000 |
38,000 |
0.07% |
|
|
| 39 |
Mraz, Amerine & Associates, Inc. |
1,473 |
28,193 |
0.05% |
|
|
| 40 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
848 |
16,000 |
0.03% |
|
|
| 41 |
MSI Financial Services Inc |
659 |
13,000 |
0.02% |
|
|
| 42 |
IFP ADVISORS, INC |
550 |
11,000 |
0.02% |
|
|
| 43 |
Creative Planning |
556 |
11,000 |
0.02% |
|
|
| 44 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
491 |
9,000 |
0.02% |
|
|
| 45 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
114 |
2,000 |
0.00% |
|
|
| 46 |
D.A. DAVIDSON & CO. |
70 |
1,000 |
0.00% |
|
|
