| 1 |
Gramercy Funds Management LLC |
731,422 |
14,365,000 |
26.11% |
|
|
| 2 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
283,600 |
5,570,000 |
10.12% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
222,783 |
4,375,000 |
7.95% |
|
|
| 4 |
GEODE CAPITAL MANAGEMENT, LLC |
218,851 |
4,298,000 |
7.81% |
|
PRN |
| 5 |
Shaker Financial Services, LLC |
198,264 |
3,894,000 |
7.08% |
|
|
| 6 |
1607 Capital Partners, LLC |
171,750 |
3,373,000 |
6.13% |
|
|
| 7 |
MORGAN STANLEY |
163,758 |
3,216,000 |
5.85% |
|
|
| 8 |
Bulldog Investors, LLP |
137,645 |
2,703,000 |
4.91% |
|
|
| 9 |
Thomas J. Herzfeld Advisors, Inc. |
90,607 |
1,780,000 |
3.24% |
|
|
| 10 |
ROYAL BANK OF CANADA |
58,099 |
1,141,000 |
2.07% |
|
|
| 11 |
AQR ARBITRAGE LLC |
57,681 |
1,133,000 |
2.06% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
39,434 |
774,000 |
1.41% |
|
|
| 13 |
BAIRD FINANCIAL GROUP, INC. |
36,448 |
738,000 |
1.34% |
|
|
| 14 |
Sippican Capital Advisors |
34,000 |
668,000 |
1.21% |
|
|
| 15 |
Concert Wealth Management Inc. |
33,041 |
647,000 |
1.18% |
|
|
| 16 |
CSS LLC/IL |
32,937 |
647,000 |
1.18% |
|
|
| 17 |
CITIGROUP INC |
30,553 |
600,000 |
1.09% |
|
|
| 18 |
Zuckerman Investment Group, LLC |
28,525 |
560,000 |
1.02% |
|
|
| 19 |
FIRST MANHATTAN CO. LLC. |
24,530 |
481,000 |
0.87% |
|
|
| 20 |
BRINKER CAPITAL INC |
23,237 |
456,000 |
0.83% |
|
|
| 21 |
SII INVESTMENTS INC/WI |
23,002 |
452,000 |
0.82% |
|
|
| 22 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
21,195 |
416,000 |
0.76% |
|
|
| 23 |
Stratos Wealth Partners, LTD. |
18,086 |
355,000 |
0.65% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
16,659 |
327,000 |
0.59% |
|
|
| 25 |
KING LUTHER CAPITAL MANAGEMENT CORP |
15,959 |
313,000 |
0.57% |
|
|
| 26 |
BANK OF MONTREAL /CAN/ |
15,124 |
297,000 |
0.54% |
|
|
| 27 |
Hendershot Investments Inc. |
15,042 |
295,000 |
0.54% |
|
|
| 28 |
MERIDIAN INVESTMENT COUNSEL INC. |
14,550 |
286,000 |
0.52% |
|
|
| 29 |
Round Table Services, LLC |
11,500 |
226,000 |
0.41% |
|
|
| 30 |
Financial Architects, Inc |
8,428 |
166,000 |
0.30% |
|
|
| 31 |
WELLS FARGO & COMPANY/MN |
7,880 |
155,000 |
0.28% |
|
|
| 32 |
JBF Capital, Inc. |
5,900 |
116,000 |
0.21% |
|
|
| 33 |
UBS Group AG |
3,780 |
74,000 |
0.13% |
|
|
| 34 |
TRUST CO OF VERMONT |
2,000 |
39,000 |
0.07% |
|
|
| 35 |
Creative Planning |
1,353 |
27,000 |
0.05% |
|
|
| 36 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
848 |
17,000 |
0.03% |
|
|
| 37 |
MSI Financial Services Inc |
619 |
12,000 |
0.02% |
|
|
| 38 |
IFP ADVISORS, INC |
550 |
11,000 |
0.02% |
|
|
| 39 |
KELMAN-LAZAROV, INC. |
416 |
8,170 |
0.01% |
|
|
| 40 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
200 |
4,000 |
0.01% |
|
|
| 41 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
114 |
2,000 |
0.00% |
|
|
| 42 |
D.A. DAVIDSON & CO. |
70 |
1,000 |
0.00% |
|
|
| 43 |
MassMutual Private Wealth & Trust, FSB |
36 |
707 |
0.00% |
|
|
