| 1 |
Gramercy Funds Management LLC |
549,832 |
12,635,000 |
19.46% |
|
|
| 2 |
MORGAN STANLEY |
484,559 |
11,135,000 |
17.15% |
|
|
| 3 |
Bulldog Investors, LLP |
318,051 |
7,309,000 |
11.26% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
224,830 |
5,167,000 |
7.96% |
|
|
| 5 |
GEODE CAPITAL MANAGEMENT, LLC |
147,181 |
3,382,000 |
5.21% |
|
PRN |
| 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
130,148 |
2,990,000 |
4.61% |
|
|
| 7 |
1607 Capital Partners, LLC |
127,132 |
2,921,000 |
4.50% |
|
|
| 8 |
AQR CAPITAL MANAGEMENT LLC |
92,864 |
2,134,000 |
3.29% |
|
|
| 9 |
Shaker Financial Services, LLC |
91,211 |
2,096,000 |
3.23% |
|
|
| 10 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
80,395 |
1,847,000 |
2.84% |
|
|
| 11 |
ROYAL BANK OF CANADA |
69,108 |
1,588,000 |
2.45% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
56,388 |
1,296,000 |
2.00% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
51,273 |
1,178,000 |
1.81% |
|
|
| 14 |
BNP PARIBAS FINANCIAL MARKETS |
46,875 |
1,077,188 |
1.66% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
41,461 |
953,000 |
1.47% |
|
|
| 16 |
Sippican Capital Advisors |
35,900 |
825,000 |
1.27% |
|
|
| 17 |
Cetera Advisor Networks LLC |
32,212 |
743,000 |
1.14% |
|
|
| 18 |
Thomas J. Herzfeld Advisors, Inc. |
32,036 |
736,000 |
1.13% |
|
|
| 19 |
CSS LLC/IL |
28,224 |
649,000 |
1.00% |
|
|
| 20 |
Concert Wealth Management Inc. |
25,709 |
590,000 |
0.91% |
|
|
| 21 |
BANK OF MONTREAL /CAN/ |
22,913 |
527,000 |
0.81% |
|
|
| 22 |
NFC Investments, LLC |
19,068 |
438,000 |
0.67% |
|
|
| 23 |
WOLVERINE ASSET MANAGEMENT LLC |
17,870 |
410,000 |
0.63% |
|
|
| 24 |
McAdams Wright Ragen, Inc. |
17,440 |
400,000 |
0.62% |
|
|
| 25 |
RUANE, CUNNIFF & GOLDFARB INC |
17,128 |
394,000 |
0.61% |
|
|
| 26 |
KING LUTHER CAPITAL MANAGEMENT CORP |
16,841 |
387,000 |
0.60% |
|
|
| 27 |
SII INVESTMENTS INC/WI |
14,781 |
341,000 |
0.53% |
|
|
| 28 |
FIRST MANHATTAN CO. LLC. |
14,300 |
328,000 |
0.51% |
|
|
| 29 |
UBS AG |
6,671 |
153,000 |
0.24% |
|
|
| 30 |
JBF Capital, Inc. |
5,900 |
136,000 |
0.21% |
|
|
| 31 |
TRUST CO OF VERMONT |
2,000 |
46,000 |
0.07% |
|
|
| 32 |
FineMark National Bank & Trust |
1,737 |
40,000 |
0.06% |
|
|
| 33 |
CITIGROUP INC |
823 |
19,000 |
0.03% |
|
|
| 34 |
MSI Financial Services Inc |
526 |
12,000 |
0.02% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
533 |
12,000 |
0.02% |
|
|
| 36 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
500 |
11,000 |
0.02% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
460 |
11,000 |
0.02% |
|
|
| 38 |
People's United Financial, Inc. |
200 |
5,000 |
0.01% |
|
|
| 39 |
Ground Swell Capital, LLC |
200 |
5,000 |
0.01% |
|
|
