| 1 |
Gramercy Funds Management LLC |
632,775 |
12,504,000 |
23.49% |
|
|
| 2 |
MORGAN STANLEY |
455,713 |
9,005,000 |
16.91% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
259,952 |
5,137,000 |
9.65% |
|
|
| 4 |
Bulldog Investors, LLP |
244,015 |
4,822,000 |
9.06% |
|
|
| 5 |
GEODE CAPITAL MANAGEMENT, LLC |
166,187 |
3,283,000 |
6.17% |
|
PRN |
| 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
117,382 |
2,323,000 |
4.36% |
|
|
| 7 |
1607 Capital Partners, LLC |
111,332 |
2,200,000 |
4.13% |
|
|
| 8 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
80,395 |
1,589,000 |
2.98% |
|
|
| 9 |
Shaker Financial Services, LLC |
78,647 |
1,554,000 |
2.92% |
|
|
| 10 |
AQR ARBITRAGE LLC |
70,758 |
1,398,000 |
2.63% |
|
|
| 11 |
ROYAL BANK OF CANADA |
61,621 |
1,218,000 |
2.29% |
|
|
| 12 |
Thomas J. Herzfeld Advisors, Inc. |
42,117 |
832,000 |
1.56% |
|
|
| 13 |
BAIRD FINANCIAL GROUP, INC. |
37,648 |
744,000 |
1.40% |
|
|
| 14 |
GUGGENHEIM CAPITAL LLC |
36,423 |
720,000 |
1.35% |
|
|
| 15 |
Sippican Capital Advisors |
34,000 |
672,000 |
1.26% |
|
|
| 16 |
CSS LLC/IL |
30,200 |
597,000 |
1.12% |
|
|
| 17 |
Concert Wealth Management Inc. |
29,152 |
572,000 |
1.07% |
|
|
| 18 |
WOLVERINE ASSET MANAGEMENT LLC |
23,715 |
468,000 |
0.88% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
22,287 |
440,000 |
0.83% |
|
|
| 20 |
BANK OF MONTREAL /CAN/ |
17,314 |
342,000 |
0.64% |
|
|
| 21 |
Stratos Wealth Partners, LTD. |
17,116 |
338,000 |
0.63% |
|
|
| 22 |
SII INVESTMENTS INC/WI |
16,581 |
327,000 |
0.61% |
|
|
| 23 |
FIRST MANHATTAN CO. LLC. |
16,330 |
322,000 |
0.60% |
|
|
| 24 |
KING LUTHER CAPITAL MANAGEMENT CORP |
15,512 |
307,000 |
0.58% |
|
|
| 25 |
Hendershot Investments Inc. |
15,042 |
297,000 |
0.56% |
|
|
| 26 |
MERIDIAN INVESTMENT COUNSEL INC. |
12,862 |
254,000 |
0.48% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
11,527 |
228,000 |
0.43% |
|
|
| 28 |
Financial Architects, Inc |
10,522 |
208,000 |
0.39% |
|
|
| 29 |
NFC Investments, LLC |
10,294 |
203,000 |
0.38% |
|
|
| 30 |
UBS Group AG |
6,775 |
134,000 |
0.25% |
|
|
| 31 |
JBF Capital, Inc. |
5,900 |
117,000 |
0.22% |
|
|
| 32 |
TRUST CO OF VERMONT |
2,000 |
40,000 |
0.08% |
|
|
| 33 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
848 |
17,000 |
0.03% |
|
|
| 34 |
Formidable Asset Management, LLC |
677 |
13,000 |
0.02% |
|
|
| 35 |
MSI Financial Services Inc |
562 |
11,000 |
0.02% |
|
|
| 36 |
CITIGROUP INC |
29 |
1,000 |
0.00% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
16 |
0 |
0.00% |
|
|
