| 1 |
Gramercy Funds Management LLC |
607,630 |
12,961,000 |
21.71% |
|
|
| 2 |
MORGAN STANLEY |
476,697 |
10,168,000 |
17.03% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
298,139 |
6,359,000 |
10.65% |
|
|
| 4 |
Bulldog Investors, LLP |
244,015 |
5,205,000 |
8.72% |
|
|
| 5 |
GEODE CAPITAL MANAGEMENT, LLC |
158,478 |
3,351,000 |
5.61% |
|
PRN |
| 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
117,382 |
2,500,000 |
4.19% |
|
|
| 7 |
1607 Capital Partners, LLC |
114,132 |
2,434,000 |
4.08% |
|
|
| 8 |
Shaker Financial Services, LLC |
107,481 |
2,293,000 |
3.84% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
80,395 |
1,715,000 |
2.87% |
|
|
| 10 |
AQR ARBITRAGE LLC |
76,875 |
1,626,000 |
2.72% |
|
|
| 11 |
ROYAL BANK OF CANADA |
59,686 |
1,273,000 |
2.13% |
|
|
| 12 |
Thomas J. Herzfeld Advisors, Inc. |
41,281 |
881,000 |
1.48% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
39,826 |
849,000 |
1.42% |
|
|
| 14 |
GUGGENHEIM CAPITAL LLC |
39,842 |
849,000 |
1.42% |
|
|
| 15 |
BAIRD FINANCIAL GROUP, INC. |
38,048 |
812,000 |
1.36% |
|
|
| 16 |
Sippican Capital Advisors |
35,900 |
766,000 |
1.28% |
|
|
| 17 |
CSS LLC/IL |
30,200 |
644,000 |
1.08% |
|
|
| 18 |
WOLVERINE ASSET MANAGEMENT LLC |
29,814 |
635,000 |
1.06% |
|
|
| 19 |
Concert Wealth Management Inc. |
28,558 |
608,000 |
1.02% |
|
|
| 20 |
BANK OF MONTREAL /CAN/ |
20,164 |
430,000 |
0.72% |
|
|
| 21 |
NFC Investments, LLC |
19,940 |
425,000 |
0.71% |
|
|
| 22 |
Stratos Wealth Partners, LTD. |
16,965 |
362,000 |
0.61% |
|
|
| 23 |
FIRST MANHATTAN CO. LLC. |
16,330 |
348,000 |
0.58% |
|
|
| 24 |
SII INVESTMENTS INC/WI |
15,811 |
338,000 |
0.57% |
|
|
| 25 |
KING LUTHER CAPITAL MANAGEMENT CORP |
15,512 |
331,000 |
0.55% |
|
|
| 26 |
Hendershot Investments Inc. |
15,042 |
321,000 |
0.54% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
11,590 |
247,000 |
0.41% |
|
|
| 28 |
UBS Group AG |
11,314 |
241,000 |
0.40% |
|
|
| 29 |
MERIDIAN INVESTMENT COUNSEL INC. |
11,050 |
236,000 |
0.40% |
|
|
| 30 |
Financial Architects, Inc |
10,522 |
224,000 |
0.38% |
|
|
| 31 |
JBF Capital, Inc. |
5,900 |
126,000 |
0.21% |
|
|
| 32 |
Genesis Wealth Advisors, LLC |
2,140 |
45,647 |
0.08% |
|
|
| 33 |
TRUST CO OF VERMONT |
2,000 |
43,000 |
0.07% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,284 |
27,000 |
0.05% |
|
|
| 35 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
848 |
18,000 |
0.03% |
|
|
| 36 |
MSI Financial Services Inc |
562 |
12,000 |
0.02% |
|
|
| 37 |
People's United Financial, Inc. |
200 |
4,000 |
0.01% |
|
|
| 38 |
Tower Research Capital LLC (TRC) |
34 |
1,000 |
0.00% |
|
|
