| 1 |
Gramercy Funds Management LLC |
549,832 |
12,080,000 |
18.91% |
|
|
| 2 |
MORGAN STANLEY |
493,635 |
10,846,000 |
16.97% |
|
|
| 3 |
Bulldog Investors, LLP |
355,389 |
7,808,000 |
12.22% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
250,174 |
5,496,000 |
8.60% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
139,263 |
3,062,000 |
4.79% |
|
|
| 6 |
1607 Capital Partners, LLC |
127,132 |
2,793,000 |
4.37% |
|
|
| 7 |
GEODE CAPITAL MANAGEMENT, LLC |
126,804 |
2,779,000 |
4.35% |
|
PRN |
| 8 |
Shaker Financial Services, LLC |
95,449 |
2,097,000 |
3.28% |
|
|
| 9 |
AQR CAPITAL MANAGEMENT LLC |
88,480 |
1,944,000 |
3.04% |
|
|
| 10 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
80,395 |
1,766,000 |
2.76% |
|
|
| 11 |
ROYAL BANK OF CANADA |
69,338 |
1,523,000 |
2.38% |
|
|
| 12 |
Weiss Asset Management LP |
44,777 |
982,000 |
1.54% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
44,351 |
974,000 |
1.52% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
43,181 |
949,000 |
1.49% |
|
|
| 15 |
GUGGENHEIM CAPITAL LLC |
43,120 |
945,000 |
1.48% |
|
|
| 16 |
Sippican Capital Advisors |
35,900 |
789,000 |
1.23% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
34,769 |
764,000 |
1.20% |
|
|
| 18 |
BNP PARIBAS FINANCIAL MARKETS |
34,375 |
753,500 |
1.18% |
|
|
| 19 |
CSS LLC/IL |
30,200 |
663,000 |
1.04% |
|
|
| 20 |
Concert Wealth Management Inc. |
29,186 |
642,000 |
1.00% |
|
|
| 21 |
BANK OF MONTREAL /CAN/ |
23,544 |
517,000 |
0.81% |
|
|
| 22 |
Robert W. Baird & Co. Inc |
22,740 |
500,000 |
0.78% |
|
|
| 23 |
NFC Investments, LLC |
20,364 |
447,000 |
0.70% |
|
|
| 24 |
SII INVESTMENTS INC/WI |
15,811 |
347,000 |
0.54% |
|
|
| 25 |
KING LUTHER CAPITAL MANAGEMENT CORP |
15,513 |
341,000 |
0.53% |
|
|
| 26 |
FIRST MANHATTAN CO. LLC. |
14,300 |
314,000 |
0.49% |
|
|
| 27 |
WOLVERINE ASSET MANAGEMENT LLC |
13,484 |
296,000 |
0.46% |
|
|
| 28 |
Cetera Advisor Networks LLC |
11,828 |
260,000 |
0.41% |
|
|
| 29 |
MARINER INVESTMENT GROUP LLC |
10,847 |
238,000 |
0.37% |
|
|
| 30 |
Financial Architects, Inc |
10,522 |
231,000 |
0.36% |
|
|
| 31 |
OPPENHEIMER & CO INC |
10,311 |
227,000 |
0.36% |
|
|
| 32 |
UBS Group AG |
10,065 |
221,000 |
0.35% |
|
|
| 33 |
JBF Capital, Inc. |
5,900 |
130,000 |
0.20% |
|
|
| 34 |
Genesis Wealth Advisors, LLC |
2,140 |
47,830 |
0.07% |
|
|
| 35 |
TRUST CO OF VERMONT |
2,000 |
44,000 |
0.07% |
|
|
| 36 |
NATIONAL PLANNING CORP |
909 |
19,534 |
0.03% |
|
|
| 37 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
848 |
18,000 |
0.03% |
|
|
| 38 |
MSI Financial Services Inc |
562 |
12,000 |
0.02% |
|
|
| 39 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
533 |
12,000 |
0.02% |
|
|
| 40 |
Tower Research Capital LLC (TRC) |
460 |
10,000 |
0.02% |
|
|
| 41 |
People's United Financial, Inc. |
200 |
4,000 |
0.01% |
|
|
| 42 |
FineMark National Bank & Trust |
167 |
4,000 |
0.01% |
|
|
| 43 |
B. Riley Wealth Advisors, Inc. |
106 |
2,000 |
0.00% |
|
|
