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Guggenheim Frontier Markets ETF
Guggenheim Frontier Markets ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $10,817,012.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 EXANE DERIVATIVES 1 12 0.00%
3 FineMark National Bank & Trust 124 1,000 0.01%
4 CITIGROUP INC 130 2,000 0.02%
5 Creative Planning 158 2,000 0.02%
6 CRIBSTONE CAPITAL MANAGEMENT, LLC 460 5,000 0.05%
7 CENTRAL TRUST Co 500 6,000 0.06%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 818 10,000 0.09%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,197 14,000 0.13%
10 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,181 14,000 0.13%
11 ADVISOR GROUP, INC. 1,286 15,000 0.14%
12 NEXT Financial Group, Inc 2,000 24,000 0.22%
13 ROYAL BANK OF CANADA 2,500 30,000 0.28%
14 WFG Advisors, LP 3,783 45,000 0.42%
15 Burt Wealth Advisors 7,825 92,000 0.85%
16 FIFTH THIRD BANCORP 10,864 128,000 1.18%
17 CIBC WORLD MARKET INC. 12,630 149,000 1.38%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,199 168,000 1.55%
19 BANK OF AMERICA CORP /DE/ 18,427 217,000 2.01%
20 UBS Group AG 19,819 234,000 2.16%
21 JANE STREET GROUP, LLC 30,680 362,000 3.35%
22 ENVESTNET ASSET MANAGEMENT INC 34,695 409,000 3.78%
23 MORGAN STANLEY 35,894 423,000 3.91%
24 Chicago Partners Investment Group LLC 39,180 462,000 4.27%
25 CABOT WEALTH MANAGEMENT INC 60,681 716,000 6.62%
26 OLD MISSION CAPITAL LLC 152,085 1,795,000 16.59%
27 WELLS FARGO & COMPANY/MN 169,232 1,997,000 18.46%
28 GOLDMAN SACHS GROUP INC 296,376 3,497,000 32.33%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.