Dark
Light
System
Security
CLOUGH GLOBAL EQUITY FD
CLOUGH GLOBAL EQUITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 30 Institutional holders with a total value of $74,280,400.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 867,823 12,843,000 17.29%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 750,295 11,104,000 14.95%
3 1607 Capital Partners, LLC 692,772 10,253,000 13.80%
4 Advisors Asset Management, Inc. 642,045 9,509,000 12.80%
5 RAYMOND JAMES & ASSOCIATES 480,425 7,110,000 9.57%
6 GUGGENHEIM CAPITAL LLC 382,276 5,661,000 7.62%
7 MORGAN STANLEY 250,973 3,715,000 5.00%
8 Aviance Capital Partners, LLC 141,139 2,089,000 2.81%
9 SIT INVESTMENT ASSOCIATES INC 139,386 2,063,000 2.78%
10 WELLS FARGO & COMPANY/MN 99,188 1,468,000 1.98%
11 LAZARD ASSET MANAGEMENT LLC 91,391 1,353,000 1.82%
12 Invesco Ltd. 88,694 1,313,000 1.77%
13 PARAMETRIC PORTFOLIO ASSOCIATES LLC 87,580 1,296,000 1.74%
14 UBS Group AG 50,810 752,000 1.01%
15 Raymond James Financial Services Advisors, Inc. 49,923 739,000 0.99%
16 DOLIVER ADVISORS, LP 48,677 720,000 0.97%
17 Thomas J. Herzfeld Advisors, Inc. 38,727 569,000 0.77%
18 US FINANCIAL ADVISORS, LLC 28,516 422,000 0.57%
19 RAYMOND JAMES TRUST N.A. 22,137 327,000 0.44%
20 ROYAL BANK OF CANADA 19,854 294,000 0.40%
21 LPL Financial LLC 19,168 286,000 0.39%
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 8,092 120,000 0.16%
23 Gramercy Funds Management LLC 6,600 98,000 0.13%
24 AMERICAN INTERNATIONAL GROUP, INC. 5,500 81,400 0.11%
25 NEXT Financial Group, Inc 2,656 39,000 0.05%
26 MSI Financial Services Inc 2,190 32,000 0.04%
27 PNC FINANCIAL SERVICES GROUP, INC. 1,510 22,000 0.03%
28 CITIGROUP INC 77 1,000 0.00%
29 Gradient Investments LLC 65 1,000 0.00%
30 Tower Research Capital LLC (TRC) 12 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.