| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,990,827 | 21,322,000 | 30.05% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,104,256 | 11,827,000 | 16.67% | ||
| 3 | 1607 Capital Partners, LLC | 683,123 | 7,316,000 | 10.31% | ||
| 4 | DESCHUTES PORTFOLIO STRATEGY, LLC | 405,700 | 4,345,000 | 6.12% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 319,593 | 3,423,000 | 4.82% | ||
| 6 | CORNERSTONE ADVISORS INC | 272,930 | 2,923,000 | 4.12% | ||
| 7 | MORGAN STANLEY | 249,411 | 2,671,000 | 3.76% | ||
| 8 | DOLIVER ADVISORS, LP | 220,601 | 2,367,000 | 3.34% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 160,485 | 1,719,000 | 2.42% | ||
| 10 | Aviance Capital Partners, LLC | 121,319 | 1,299,000 | 1.83% | ||
| 11 | Advisors Asset Management, Inc. | 115,615 | 1,238,000 | 1.74% | ||
| 12 | BRINKER CAPITAL INC | 115,447 | 1,236,000 | 1.74% | ||
| 13 | Curi Capital, LLC | 107,039 | 1,146,000 | 1.62% | ||
| 14 | Invesco Ltd. | 102,588 | 1,099,000 | 1.55% | ||
| 15 | WELLS FARGO & COMPANY/MN | 96,073 | 1,029,000 | 1.45% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 86,977 | 932,000 | 1.31% | ||
| 17 | TFS CAPITAL LLC | 59,708 | 639,000 | 0.90% | ||
| 18 | Boyle Capital Management, L.L.C. | 40,640 | 435,000 | 0.61% | ||
| 19 | MARINER INVESTMENT GROUP LLC | 38,119 | 408,000 | 0.58% | ||
| 20 | CITIGROUP INC | 33,780 | 362,000 | 0.51% | ||
| 21 | GEODE CAPITAL MANAGEMENT, LLC | 31,141 | 333,000 | 0.47% | PRN | |
| 22 | LAZARD ASSET MANAGEMENT LLC | 30,555 | 327,000 | 0.46% | ||
| 23 | ROYAL BANK OF CANADA | 30,574 | 327,000 | 0.46% | ||
| 24 | UBS Group AG | 27,083 | 290,000 | 0.41% | ||
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 22,570 | 242,000 | 0.34% | ||
| 26 | Bulldog Investors, LLP | 21,876 | 234,000 | 0.33% | ||
| 27 | RAYMOND JAMES TRUST N.A. | 21,936 | 234,000 | 0.33% | ||
| 28 | Round Table Services, LLC | 20,900 | 224,000 | 0.32% | ||
| 29 | AQR ARBITRAGE LLC | 19,275 | 206,000 | 0.29% | ||
| 30 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 17,959 | 193,000 | 0.27% | ||
| 31 | LPL Financial LLC | 17,850 | 190,000 | 0.27% | ||
| 32 | Harbour Capital Advisors, LLC | 12,897 | 138,000 | 0.19% | ||
| 33 | US FINANCIAL ADVISORS, LLC | 10,404 | 113,000 | 0.16% | ||
| 34 | FineMark National Bank & Trust | 4,400 | 47,000 | 0.07% | ||
| 35 | ADVISOR GROUP, INC. | 3,900 | 41,000 | 0.06% | ||
| 36 | Barnett & Company, Inc. | 3,000 | 32,000 | 0.05% | PRN | |
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 1,612 | 17,000 | 0.02% | ||
| 38 | IFP ADVISORS, INC | 1,150 | 12,000 | 0.02% | ||
| 39 | GLENMEDE TRUST CO NA | 1,000 | 10,000 | 0.01% | ||
| 40 | SEVENBRIDGE FINANCIAL GROUP, LLC | 385 | 4,000 | 0.01% | ||
| 41 | MassMutual Private Wealth & Trust, FSB | 180 | 1,928 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
