| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,385,134 | 20,057,000 | 20.10% | ||
| 2 | Bulldog Investors, LLP | 1,063,484 | 15,399,000 | 15.44% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 881,759 | 12,768,000 | 12.80% | ||
| 4 | 1607 Capital Partners, LLC | 724,945 | 10,497,000 | 10.52% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 502,718 | 7,279,000 | 7.30% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 447,784 | 6,484,000 | 6.50% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 436,147 | 6,315,000 | 6.33% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 284,124 | 4,114,000 | 4.12% | ||
| 9 | MORGAN STANLEY | 240,313 | 3,479,000 | 3.49% | ||
| 10 | Aviance Capital Partners, LLC | 153,286 | 2,220,000 | 2.23% | ||
| 11 | LAZARD ASSET MANAGEMENT LLC | 129,116 | 1,869,000 | 1.87% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 109,194 | 1,581,000 | 1.58% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 84,779 | 1,228,000 | 1.23% | ||
| 14 | WELLS FARGO & COMPANY/MN | 79,407 | 1,150,000 | 1.15% | ||
| 15 | SG Americas Securities, LLC | 73,639 | 1,066,000 | 1.07% | ||
| 16 | Arete Wealth Advisors, LLC | 46,329 | 671,000 | 0.67% | ||
| 17 | US FINANCIAL ADVISORS, LLC | 35,268 | 511,000 | 0.51% | ||
| 18 | UBS Group AG | 25,568 | 370,000 | 0.37% | ||
| 19 | DOLIVER ADVISORS, LP | 23,366 | 338,000 | 0.34% | ||
| 20 | RAYMOND JAMES TRUST N.A. | 22,137 | 321,000 | 0.32% | ||
| 21 | ROYAL BANK OF CANADA | 21,975 | 318,000 | 0.32% | ||
| 22 | CORNERSTONE ADVISORS INC | 19,667 | 285,000 | 0.29% | ||
| 23 | Shaker Financial Services, LLC | 19,373 | 281,000 | 0.28% | ||
| 24 | LPL Financial LLC | 18,596 | 269,000 | 0.27% | ||
| 25 | Invesco Ltd. | 16,537 | 239,000 | 0.24% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 14,578 | 211,000 | 0.21% | ||
| 27 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 8,365 | 121,000 | 0.12% | ||
| 28 | Gramercy Funds Management LLC | 6,600 | 96,000 | 0.10% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 5,500 | 79,640 | 0.08% | ||
| 30 | MSI Financial Services Inc | 2,190 | 32,000 | 0.03% | ||
| 31 | SIGNATUREFD, LLC | 2,000 | 29,000 | 0.03% | ||
| 32 | NATIONAL PLANNING CORP | 2,000 | 28,800 | 0.03% | ||
| 33 | CITIGROUP INC | 1,111 | 17,000 | 0.02% | ||
| 34 | Stratos Wealth Partners, LTD. | 1,027 | 14,871 | 0.01% | ||
| 35 | GLENMEDE TRUST CO NA | 1,000 | 14,000 | 0.01% | ||
| 36 | PANAGORA ASSET MANAGEMENT INC | 828 | 12,000 | 0.01% | ||
| 37 | Gradient Investments LLC | 65 | 1,000 | 0.00% | ||
| 38 | Tower Research Capital LLC (TRC) | 38 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
