| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,584,239 | 19,851,000 | 25.77% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,387,309 | 17,383,000 | 22.57% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 730,507 | 9,153,000 | 11.88% | ||
| 4 | 1607 Capital Partners, LLC | 699,285 | 8,762,000 | 11.38% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 279,366 | 3,501,000 | 4.55% | ||
| 6 | MORGAN STANLEY | 246,926 | 3,094,000 | 4.02% | ||
| 7 | Advisors Asset Management, Inc. | 182,700 | 2,289,000 | 2.97% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 164,684 | 2,063,000 | 2.68% | ||
| 9 | Aviance Capital Partners, LLC | 134,703 | 1,688,000 | 2.19% | ||
| 10 | WELLS FARGO & COMPANY/MN | 104,938 | 1,315,000 | 1.71% | ||
| 11 | Invesco Ltd. | 93,301 | 1,169,000 | 1.52% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 81,937 | 1,027,000 | 1.33% | ||
| 13 | CORNERSTONE ADVISORS INC | 67,361 | 844,000 | 1.10% | ||
| 14 | UBS Group AG | 51,708 | 647,000 | 0.84% | ||
| 15 | Arete Wealth Advisors, LLC | 45,292 | 568,000 | 0.74% | ||
| 16 | LAZARD ASSET MANAGEMENT LLC | 41,676 | 522,000 | 0.68% | ||
| 17 | Weiss Asset Management LP | 26,566 | 333,000 | 0.43% | ||
| 18 | RAYMOND JAMES TRUST N.A. | 24,448 | 307,000 | 0.40% | ||
| 19 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 23,333 | 292,000 | 0.38% | ||
| 20 | LPL Financial LLC | 23,583 | 288,000 | 0.37% | ||
| 21 | ROYAL BANK OF CANADA | 22,536 | 282,000 | 0.37% | ||
| 22 | US FINANCIAL ADVISORS, LLC | 20,305 | 254,000 | 0.33% | ||
| 23 | SG Americas Securities, LLC | 17,705 | 222,000 | 0.29% | ||
| 24 | STIFEL FINANCIAL CORP | 223 | 209,000 | 0.27% | ||
| 25 | Virtu KCG Holdings LLC | 14,995 | 188,000 | 0.24% | ||
| 26 | Squarepoint Ops LLC | 14,600 | 183,000 | 0.24% | ||
| 27 | DOLIVER ADVISORS, LP | 14,051 | 176,000 | 0.23% | ||
| 28 | Harbour Capital Advisors, LLC | 12,897 | 162,000 | 0.21% | ||
| 29 | Gramercy Funds Management LLC | 6,600 | 83,000 | 0.11% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 6,200 | 78,000 | 0.10% | ||
| 31 | NEXT Financial Group, Inc | 2,728 | 34,000 | 0.04% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 1,554 | 19,000 | 0.02% | ||
| 33 | IFP ADVISORS, INC | 1,150 | 14,000 | 0.02% | ||
| 34 | GLENMEDE TRUST CO NA | 1,000 | 12,000 | 0.02% | ||
| 35 | ALLEGIS INVESTMENT ADVISORS, LLC | 405 | 5,000 | 0.01% | ||
| 36 | CITIGROUP INC | 223 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
