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CLOUGH GLOBAL EQUITY FD
CLOUGH GLOBAL EQUITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 44 Institutional holders with a total value of $71,524,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,638,071 17,822,000 24.92%
2 BANK OF AMERICA CORP /DE/ 982,745 10,692,000 14.95%
3 RAYMOND JAMES & ASSOCIATES 703,148 7,650,000 10.70%
4 1607 Capital Partners, LLC 675,803 7,353,000 10.28%
5 Raymond James Financial Services Advisors, Inc. 651,286 7,086,000 9.91%
6 GUGGENHEIM CAPITAL LLC 279,887 3,045,000 4.26%
7 MORGAN STANLEY 239,461 2,605,000 3.64%
8 CORNERSTONE ADVISORS INC 178,758 1,945,000 2.72%
9 DESCHUTES PORTFOLIO STRATEGY, LLC 165,830 1,804,000 2.52%
10 Aviance Capital Partners, LLC 130,287 1,418,000 1.98%
11 Advisors Asset Management, Inc. 120,922 1,316,000 1.84%
12 BRINKER CAPITAL INC 106,225 1,155,000 1.61%
13 WELLS FARGO & COMPANY/MN 91,023 990,000 1.38%
14 Invesco Ltd. 82,819 901,000 1.26%
15 PARAMETRIC PORTFOLIO ASSOCIATES LLC 79,549 865,000 1.21%
16 DOLIVER ADVISORS, LP 72,298 787,000 1.10%
17 Arete Wealth Advisors, LLC 52,879 575,000 0.80%
18 UBS Group AG 34,378 374,000 0.52%
19 LAZARD ASSET MANAGEMENT LLC 29,607 322,000 0.45%
20 TFS CAPITAL LLC 26,710 291,000 0.41%
21 RAYMOND JAMES TRUST N.A. 25,448 277,000 0.39%
22 LPL Financial LLC 25,119 265,000 0.37%
23 ROYAL BANK OF CANADA 20,769 226,000 0.32%
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 20,033 218,000 0.30%
25 SG Americas Securities, LLC 19,201 209,000 0.29%
26 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 17,982 196,000 0.27%
27 Shaker Financial Services, LLC 16,300 177,000 0.25%
28 CITIGROUP INC 15,328 167,000 0.23%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,853 140,000 0.20%
30 Harbour Capital Advisors, LLC 12,897 140,000 0.20%
31 AQR ARBITRAGE LLC 11,254 122,000 0.17%
32 US FINANCIAL ADVISORS, LLC 10,404 113,000 0.16%
33 Gramercy Funds Management LLC 6,600 72,000 0.10%
34 AMERICAN INTERNATIONAL GROUP, INC. 6,200 67,000 0.09%
35 Barnett & Company, Inc. 3,000 33,000 0.05% PRN
36 Gemmer Asset Management LLC 2,100 22,000 0.03%
37 PNC FINANCIAL SERVICES GROUP, INC. 1,582 17,000 0.02%
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,540 17,000 0.02%
39 NEXT Financial Group, Inc 1,300 14,000 0.02%
40 IFP ADVISORS, INC 1,150 13,000 0.02%
41 GLENMEDE TRUST CO NA 1,000 10,000 0.01%
42 FIFTH THIRD BANCORP 790 9,000 0.01%
43 MSI Financial Services Inc 230 3,000 0.00%
44 Tower Research Capital LLC (TRC) 93 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.