| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 77 | 1,000 | 0.00% | ||
| 2 | CITIGROUP INC | 247 | 3,000 | 0.00% | ||
| 3 | Carroll Financial Associates, Inc. | 270 | 3,000 | 0.00% | ||
| 4 | WFG Advisors, LP | 200 | 3,000 | 0.00% | ||
| 5 | Creative Planning | 386 | 5,000 | 0.00% | ||
| 6 | MSI Financial Services Inc | 500 | 6,000 | 0.00% | ||
| 7 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,500 | 19,000 | 0.01% | ||
| 8 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 2,000 | 25,000 | 0.01% | ||
| 9 | SIGNATUREFD, LLC | 2,300 | 29,000 | 0.02% | ||
| 10 | Crosspoint Capital Strategies, LLC | 3,400 | 43,000 | 0.02% | ||
| 11 | Ancora Advisors LLC | 10,200 | 130,000 | 0.07% | ||
| 12 | M&T BANK CORP | 10,613 | 135,000 | 0.08% | ||
| 13 | Janney Montgomery Scott LLC | 11,401 | 145,315 | 0.08% | ||
| 14 | Concert Wealth Management Inc. | 12,147 | 156,000 | 0.09% | ||
| 15 | Private Advisor Group, LLC | 12,308 | 157,000 | 0.09% | ||
| 16 | WEDBUSH SECURITIES INC | 13,765 | 175,000 | 0.10% | ||
| 17 | Gramercy Funds Management LLC | 15,500 | 198,000 | 0.11% | ||
| 18 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 15,975 | 204,000 | 0.12% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 16,516 | 210,510 | 0.12% | ||
| 20 | Linscomb Wealth, Inc. | 19,193 | 245,000 | 0.14% | ||
| 21 | LPL Financial LLC | 19,440 | 248,000 | 0.14% | ||
| 22 | Dominick & Dominick LLC | 20,000 | 255,000 | 0.14% | ||
| 23 | HighTower Advisors, LLC | 20,000 | 255,000 | 0.14% | ||
| 24 | Homrich & Berg | 29,179 | 372,000 | 0.21% | ||
| 25 | OPPENHEIMER & CO INC | 35,068 | 447,000 | 0.25% | ||
| 26 | DOLIVER ADVISORS, LP | 39,836 | 508,000 | 0.29% | ||
| 27 | ROYAL BANK OF CANADA | 45,503 | 580,000 | 0.33% | ||
| 28 | UBS AG | 53,660 | 684,000 | 0.39% | ||
| 29 | Shaker Financial Services, LLC | 73,364 | 935,000 | 0.53% | ||
| 30 | Saba Capital Management, L.P. | 82,163 | 1,046,000 | 0.59% | ||
| 31 | Relative Value Partners, LLC | 123,198 | 1,570,000 | 0.89% | ||
| 32 | Bulldog Investors, LLP | 135,641 | 1,729,000 | 0.98% | ||
| 33 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 159,303 | 2,031,000 | 1.15% | ||
| 34 | Thomas J. Herzfeld Advisors, Inc. | 207,645 | 2,647,000 | 1.50% | ||
| 35 | COHEN & STEERS, INC. | 366,063 | 4,660,000 | 2.64% | ||
| 36 | RAYMOND JAMES & ASSOCIATES | 366,509 | 4,671,000 | 2.65% | ||
| 37 | EATON VANCE MANAGEMENT | 327,155 | 4,799,000 | 2.72% | ||
| 38 | Invesco Ltd. | 653,922 | 8,335,000 | 4.72% | ||
| 39 | GUGGENHEIM CAPITAL LLC | 662,465 | 8,436,000 | 4.78% | ||
| 40 | MORGAN STANLEY | 736,928 | 9,392,000 | 5.32% | ||
| 41 | 1607 Capital Partners, LLC | 744,061 | 9,484,000 | 5.37% | ||
| 42 | BANK OF AMERICA CORP /DE/ | 873,776 | 11,137,000 | 6.31% | ||
| 43 | Advisors Asset Management, Inc. | 967,184 | 12,312,000 | 6.98% | ||
| 44 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,509,739 | 19,243,000 | 10.90% | ||
| 45 | WELLS FARGO & COMPANY/MN | 1,786,136 | 22,766,000 | 12.90% | ||
| 46 | LAZARD ASSET MANAGEMENT LLC | 3,618,041 | 46,057,000 | 26.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
