| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 442,783 | 4,809,000 | 17.87% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 347,035 | 3,765,000 | 13.99% | ||
| 3 | ROYAL BANK OF CANADA | 246,144 | 2,673,000 | 9.93% | ||
| 4 | Invesco Ltd. | 221,619 | 2,407,000 | 8.94% | ||
| 5 | WELLS FARGO & COMPANY/MN | 217,558 | 2,362,000 | 8.78% | ||
| 6 | NEWGATE CAPITAL MANAGEMENT LLC | 187,056 | 2,031,000 | 7.55% | ||
| 7 | Advisors Asset Management, Inc. | 151,294 | 1,642,000 | 6.10% | ||
| 8 | UBS AG | 100,803 | 1,095,000 | 4.07% | ||
| 9 | MORGAN STANLEY | 82,301 | 894,000 | 3.32% | ||
| 10 | AQR CAPITAL MANAGEMENT LLC | 75,815 | 823,000 | 3.06% | ||
| 11 | LPL Financial LLC | 50,923 | 553,000 | 2.05% | ||
| 12 | AKANTHOS CAPITAL MANAGEMENT LLC | 50,000 | 543,000 | 2.02% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 42,945 | 466,000 | 1.73% | ||
| 14 | Horizon Kinetics LLC | 35,168 | 382,000 | 1.42% | ||
| 15 | TFS CAPITAL LLC | 34,514 | 375,000 | 1.39% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 29,919 | 325,000 | 1.21% | ||
| 17 | KEYBANK NATIONAL ASSOCIATION/OH | 26,925 | 292,000 | 1.09% | ||
| 18 | Tradewinds Capital Management, LLC | 24,500 | 266,000 | 0.99% | ||
| 19 | DOLIVER ADVISORS, LP | 22,794 | 248,000 | 0.92% | ||
| 20 | WEDBUSH SECURITIES INC | 22,221 | 241,000 | 0.90% | ||
| 21 | Pure Financial Advisors, LLC | 13,400 | 146,000 | 0.54% | ||
| 22 | CITIGROUP INC | 12,595 | 137,000 | 0.51% | ||
| 23 | ALLIANCEBERNSTEIN L.P. | 12,116 | 132,000 | 0.49% | ||
| 24 | FIRST TRUST ADVISORS LP | 10,422 | 113,000 | 0.42% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 6,209 | 67,000 | 0.25% | ||
| 26 | REILLY FINANCIAL ADVISORS, LLC | 4,285 | 47,000 | 0.17% | ||
| 27 | WOLVERINE ASSET MANAGEMENT LLC | 4,042 | 43,000 | 0.16% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 21,720 | 0.08% | ||
| 29 | Edge Wealth Management LLC | 1,000 | 11,000 | 0.04% | ||
| 30 | Tower Research Capital LLC (TRC) | 207 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
