| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 468,263 | 5,422,000 | 20.53% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 362,569 | 4,209,000 | 15.94% | ||
| 3 | ROYAL BANK OF CANADA | 265,410 | 3,073,000 | 11.64% | ||
| 4 | Advisors Asset Management, Inc. | 235,830 | 2,738,000 | 10.37% | ||
| 5 | WELLS FARGO & COMPANY/MN | 206,240 | 2,389,000 | 9.05% | ||
| 6 | Invesco Ltd. | 205,864 | 2,384,000 | 9.03% | ||
| 7 | MORGAN STANLEY | 85,813 | 993,000 | 3.76% | ||
| 8 | UBS AG | 81,865 | 948,000 | 3.59% | ||
| 9 | AQR CAPITAL MANAGEMENT LLC | 69,428 | 804,000 | 3.04% | ||
| 10 | AKANTHOS CAPITAL MANAGEMENT LLC | 52,700 | 610,000 | 2.31% | ||
| 11 | LPL Financial LLC | 52,135 | 604,000 | 2.29% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 41,846 | 485,000 | 1.84% | ||
| 13 | KEYBANK NATIONAL ASSOCIATION/OH | 26,925 | 312,000 | 1.18% | ||
| 14 | Tradewinds Capital Management, LLC | 24,500 | 284,000 | 1.08% | ||
| 15 | WEDBUSH SECURITIES INC | 22,221 | 257,000 | 0.97% | ||
| 16 | Horizon Kinetics LLC | 16,215 | 188,000 | 0.71% | ||
| 17 | CITIGROUP INC | 13,605 | 158,000 | 0.60% | ||
| 18 | Pure Financial Advisors, LLC | 13,400 | 155,000 | 0.59% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 11,794 | 137,000 | 0.52% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 10,109 | 117,000 | 0.44% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 6,700 | 77,586 | 0.29% | ||
| 22 | REILLY FINANCIAL ADVISORS, LLC | 4,285 | 49,000 | 0.19% | ||
| 23 | Edge Wealth Management LLC | 1,000 | 12,000 | 0.05% | ||
| 24 | Ground Swell Capital, LLC | 200 | 2,000 | 0.01% | ||
| 25 | Tower Research Capital LLC (TRC) | 145 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
