| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 472,192 | 5,940,000 | 19.87% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 376,165 | 4,732,000 | 15.83% | ||
| 3 | Invesco Ltd. | 334,785 | 4,212,000 | 14.09% | ||
| 4 | ROYAL BANK OF CANADA | 230,335 | 2,898,000 | 9.69% | ||
| 5 | MORGAN STANLEY | 184,458 | 2,320,000 | 7.76% | ||
| 6 | UBS Group AG | 167,242 | 2,104,000 | 7.04% | ||
| 7 | LPL Financial LLC | 141,751 | 1,799,000 | 6.02% | ||
| 8 | WELLS FARGO & COMPANY/MN | 106,987 | 1,346,000 | 4.50% | ||
| 9 | ALETHEA CAPITAL MANAGEMENT, LLC | 79,263 | 997,000 | 3.34% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 69,578 | 875,000 | 2.93% | ||
| 11 | BANK OF STOCKTON | 25,806 | 325,000 | 1.09% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 25,107 | 316,000 | 1.06% | ||
| 13 | Tradewinds Capital Management, LLC | 24,500 | 308,000 | 1.03% | ||
| 14 | LIDO ADVISORS, LLC | 20,608 | 259,000 | 0.87% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 19,849 | 250,000 | 0.84% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 19,431 | 244,000 | 0.82% | ||
| 17 | CITIGROUP INC | 17,727 | 223,000 | 0.75% | ||
| 18 | AMERIPRISE FINANCIAL INC | 14,904 | 187,000 | 0.63% | ||
| 19 | DOLIVER ADVISORS, LP | 12,794 | 161,000 | 0.54% | ||
| 20 | WEDBUSH SECURITIES INC | 11,759 | 148,000 | 0.50% | ||
| 21 | IFP ADVISORS, INC | 6,145 | 77,000 | 0.26% | ||
| 22 | D.A. DAVIDSON & CO. | 6,000 | 75,000 | 0.25% | ||
| 23 | REILLY FINANCIAL ADVISORS, LLC | 5,285 | 66,000 | 0.22% | ||
| 24 | GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC | 1,250 | 15,000 | 0.05% | ||
| 25 | BANK OF MONTREAL /CAN/ | 1,105 | 14,000 | 0.05% | ||
| 26 | GENEOS WEALTH MANAGEMENT INC. | 200 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
