| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 506,763 | 6,872,000 | 22.23% | ||
| 2 | Advisors Asset Management, Inc. | 498,629 | 6,761,000 | 21.87% | ||
| 3 | Invesco Ltd. | 338,642 | 4,592,000 | 14.86% | ||
| 4 | ROYAL BANK OF CANADA | 214,916 | 2,914,000 | 9.43% | ||
| 5 | MORGAN STANLEY | 167,986 | 2,278,000 | 7.37% | ||
| 6 | UBS Group AG | 129,053 | 1,750,000 | 5.66% | ||
| 7 | WELLS FARGO & COMPANY/MN | 88,774 | 1,203,000 | 3.89% | ||
| 8 | LPL Financial LLC | 71,397 | 947,000 | 3.06% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 39,811 | 540,000 | 1.75% | ||
| 10 | ALETHEA CAPITAL MANAGEMENT, LLC | 37,840 | 513,000 | 1.66% | ||
| 11 | ADVISOR GROUP, INC. | 29,767 | 404,000 | 1.31% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 23,378 | 317,000 | 1.03% | ||
| 13 | LIDO ADVISORS, LLC | 20,608 | 279,000 | 0.90% | ||
| 14 | CITIGROUP INC | 18,025 | 244,000 | 0.79% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 16,939 | 230,000 | 0.74% | ||
| 16 | WEDBUSH SECURITIES INC | 14,959 | 203,000 | 0.66% | ||
| 17 | First Allied Advisory Services, Inc. | 14,337 | 194,000 | 0.63% | ||
| 18 | Virtu KCG Holdings LLC | 10,112 | 137,000 | 0.44% | ||
| 19 | Alpha Cubed Investments, LLC | 10,000 | 136,000 | 0.44% | ||
| 20 | BANK OF MONTREAL /CAN/ | 10,000 | 136,000 | 0.44% | ||
| 21 | IFP ADVISORS, INC | 6,192 | 84,000 | 0.27% | ||
| 22 | D.A. DAVIDSON & CO. | 6,000 | 81,000 | 0.26% | ||
| 23 | REILLY FINANCIAL ADVISORS, LLC | 5,285 | 72,000 | 0.23% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 14,000 | 0.05% | ||
| 25 | Creative Planning | 700 | 9,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
