| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 489,578 | 6,766,000 | 21.71% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 413,278 | 5,712,000 | 18.33% | ||
| 3 | Invesco Ltd. | 361,387 | 4,994,000 | 16.03% | ||
| 4 | ROYAL BANK OF CANADA | 225,243 | 3,113,000 | 9.99% | ||
| 5 | MORGAN STANLEY | 182,293 | 2,519,000 | 8.08% | ||
| 6 | UBS Group AG | 168,045 | 2,322,000 | 7.45% | ||
| 7 | WELLS FARGO & COMPANY/MN | 95,017 | 1,314,000 | 4.22% | ||
| 8 | LPL Financial LLC | 71,292 | 995,000 | 3.19% | ||
| 9 | ALETHEA CAPITAL MANAGEMENT, LLC | 42,807 | 592,000 | 1.90% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 39,811 | 550,000 | 1.77% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 23,607 | 326,000 | 1.05% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 20,908 | 289,000 | 0.93% | ||
| 13 | LIDO ADVISORS, LLC | 20,608 | 284,000 | 0.91% | ||
| 14 | ADVISOR GROUP, INC. | 19,023 | 262,000 | 0.84% | ||
| 15 | CITIGROUP INC | 16,287 | 225,000 | 0.72% | ||
| 16 | AMERIPRISE FINANCIAL INC | 14,990 | 207,000 | 0.66% | ||
| 17 | WEDBUSH SECURITIES INC | 11,759 | 163,000 | 0.52% | ||
| 18 | STIFEL FINANCIAL CORP | 10,584 | 146,000 | 0.47% | ||
| 19 | BANK OF MONTREAL /CAN/ | 10,000 | 138,000 | 0.44% | ||
| 20 | IFP ADVISORS, INC | 6,169 | 85,000 | 0.27% | ||
| 21 | D.A. DAVIDSON & CO. | 6,000 | 82,000 | 0.26% | ||
| 22 | REILLY FINANCIAL ADVISORS, LLC | 5,285 | 73,000 | 0.23% | ||
| 23 | GENEOS WEALTH MANAGEMENT INC. | 200 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
